| Advisor Profile |
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Disclosure Link:
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| Disclaimer |
| Securities offered through LPL Financial, Member FINRA/SIPC |
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About Laurus Financial Group |
| Our company, Laurus Financial Group, is based on the meaning of integrity, a steadfast adherence to a strict moral or ethical code. Our mission is to help our clients achieve financial security while minding their goals and objectives for their lives. We are proud to be able to offer completely objective advice with no proprietary products, allowing us to do what?s right for the client. By working with you to develop and execute an asset allocation strategy tailored for your goals, you can be confident of having a sound investment plan, one that seeks to help increase your wealth over time. |
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General Information |
| Years of Experience in Financial Services: |
33
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| States Licensed in: |
AZ, CA, FL, HI, IN, NM, NV, OH, OK, OR, TX, UT, WA, WY
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| Name of Custodial Firm: |
LPL Financial
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| Number of Years with Current Firm: |
15
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| Insurance License#: |
0643931
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| Name of Broker/Dealer: |
LPL Financial
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| States Willing to do Business in: |
Alameda,Alamo,Albany,Antioch,Belmont,Belvedere Tiburon,Benicia,Berkeley,Brisbane,Burlingame,Castro Valley,Clayton,Concord,Corte Madera,Crockett,Daly City,Danville,Dublin,El Cerrito,El Sobrante,Emeryville,Fairfax,Fremont,Greenbrae,Hayward,Hercules,Lafayette,Larkspur,Martinez,Mill Valley,Millbrae,Moraga,Napa,Novato,Oakland,Pacifica,Pinole,Pittsburg,Pleasant Hill,Pleasanton,Port Costa,Redwood City,Richmond,Rodeo,San Anselmo,San Bruno,San Francisco,San Leandro,San Lorenzo,San Mateo,San Pablo,San Quentin,San Rafael,San Ramon,Sausalito,South San Francisco,Stinson Beach,Union City,Vallejo,Walnut Creek,Nationwide
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| Advisory Services Provided: |
Portfolio Management, Financial Advice & Consulting
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Life Underwriter Training Council Fellow (LUTCF), Chartered Financial Consultant (ChFC®)
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| Securities Licenses: |
Series 6, Series 7, Series 24
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Annuity
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| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA)
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| Non-Financial Organization Memberships: |
Rotary International
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Firm Information |
| Assets Managed by Firm: |
$75,000,000
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| Assets Managed by Advisor: |
$40,000,000
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| Firm's Number of Clients: |
100+
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| Firm's Number of Planning Clients: |
50
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| Firm's Number of Managed Clients: |
100
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Compensation and Fees |
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| Fee % Based on Assets: |
Varies
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| Additional Details on Charges: |
We household accounts so that all accounts are added to determine the fee structure.
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| Compensation Methods: |
Based on Assets, Hourly, Flat Fee, Commissions
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