About Hill Wealth Strategies

In any successful relationship, TRUST is essential. When looking for a financial advisor, you deserve to know how we operate so you can make an informed decision about working with us. Our Firm knows and understands the serious consequences that can happen when people receive biased advice. For this reason, Hill Wealth Strategies, was founded, to legally and ethically act in a fiduciary capacity providing unbiased advice.

General Information Years of Experience in Financial Services:    25 Gender:    Male CRD#:    3188300 Firm CRD#:    149511 States Licensed in:    VA Name of Custodial Firm:    Charles Schwab Number of Years with Current Firm:    13 Insurance License#:    592692 Work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations States Willing to do Business in:    All 50 States

Services Investment Types:    Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs) Can meet clients in the following ways:    Your Office, Email, Phone, Our Office

Qualifications & Memberships Certifications, Accreditations & Designations:    AIF®, CFP® Securities Licenses:    Series 65 Insurance and Annuity Licenses:    Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability

Compliance Criminal Disclosures in Last 5 years:    Have a clean record Compliance Disclosures in Last 5 years:    Have a clean record Registered Investment Advisor:    Yes Investment Advisor Representative:    Yes Acknowledged fiduciary:    Yes

Compensation and Fees Compensation Methods:    Based on Assets, Hourly, Flat Fee Minimum Portfolio Size for New Managed Accounts:    $100,000 Fee Structure:    Fee-Only

Frequently Asked Questions

Q.	What are your qualifications? What is your education background?

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?

Q.	Will you be the only person working with me?

Q.	Have you ever been charged with any breaches?

Q.	What services do you offer?

Q.	Why should I choose you as my financial advisor?

Q.	What financial institution(s) do you represent?

Q.	What are your fees for this service?

Q.	Why should I roll over my 401K plan to your firm?

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Q.	What are your qualifications? What is your education background?
We adhere to the Financial Planning Practice Standards (Practice Standards) established by the CFP Board. Establishing and defining the relationship with the client Gathering client data Analyzing and evaluating the client's financial status Developing and presenting the financial planning recommendation(s) Implementing the financial planning recommendation(s) and Monitoring.

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?
As a CFP® and AIF® I am legally required to act as a fiduciary to all my clients. This means that I must put my client's interests first. Most financial advisors are registered represtatives. This means that in some situations, the advisor is not legally required to act as a fiduciary for you.

Q.	Will you be the only person working with me?
I will be your primary advisor, along with my partner Daniel Rodriguez, but we do have a team of financial professionals, accountants and attorneys to assist in the planning process.

Q.	Have you ever been charged with any breaches?
No

Q.	What services do you offer?
Investment Planning, Retirement Planning, Insurance Planning, Estate Planning, Income Planning, IRA and 401K Rollovers and Asset Protection

Q.	Why should I choose you as my financial advisor?
Dan is entering his 25th year in the financial service industry. He is a 1978 graduate of William & Mary. He holds the designation of Certified Financial Planner" professional. Dan has been awarded the Accredited Investment Fiduciary®. AIF® designation signifies knowledge of fiduciary responsibility & the ability to implement policies & procedures that meet a defined standard of care.

Q.	What financial institution(s) do you represent?
We are an independant RIA Firm.

Q.	What are your fees for this service?
Financial Planning Services are offered based on a negotiable fixed fee with a maximum fee of $2,500 based on complexity and unique clients needs.

Q.	Why should I roll over my 401K plan to your firm?
As a CFP® and AIF® I am legally required to act as a fiduciary to all my clients. This means that I must put my client's interests first. Hill Wealth Strategies was founded, to legally and ethically act in a fiduciary capacity providing unbiased advice, therefore we have the independence to reach out to unlimited resources to find the proper solutions for your unique needs.