About Fisher Investments

Fisher Investments is an independent, fee-only investment adviser. As of 3/31/2023, Fisher Investments manages over $192 billion in assets globally for private investors, institutional investors, and US small to mid-sized business retirement plans. For more information on Fisher Investments, please visit www.fisherinvestments.com.

General Information Firm CRD#:    107342 States Licensed in:    All 50 States Name of Custodial Firm:    Available on request Work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations, Institutions Advisory Services Provided:    Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Estate Planning & Trusts, Financial Advice & Consulting

Services Investment Types:    Mutual Funds, Options & Futures, Bonds, Stocks, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI), Environmental, Social and Governance (ESG) Strategies Can meet clients in the following ways:    Your Office, Email, Phone, Your Home, Our Offices, Video Conference

Firm Information Assets Managed by Firm:    $192,000,000,000 Firm's Number of Clients:    130,000+

Compliance Registered Investment Advisor:    Yes Acknowledged fiduciary:    Yes

Compensation and Fees Compensation Methods:    Based on Assets Minimum Portfolio Size for New Managed Accounts:    $500,000 Fee Structure:    Fee-Only

Frequently Asked Questions

Q.	How are you compensated? How will I pay for your services?

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?

Q.	How many clients do you currently manage?

Q.	Do you offer any guaranteed results?

Q.	How much risk should I be willing to take?

Q.	What services do you offer?

Q.	How do you charge for your services?

Q.	What financial institution(s) do you represent?

Q.	What are your qualifications?

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Q.	How are you compensated? How will I pay for your services?
Fisher Investments fees are structured so we do better when our clients do better. Client accounts are billed quarterly, paying a simple fee based on the amount of assets we manage for you. Therefore, Fisher Investments is incentivized to prudently grow client assets in accordance with their goals and financial circumstance.

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?
No. Fisher Investments is a discretionary money manager and we will proactively trade on your behalf when we feel market conditions warrant making changes. We keep our clients well informed and educated about when and why we make portfolio changes.

Q.	How many clients do you currently manage?
As of 3/31/2023, Fisher Investments manages over 130,000 client relationships, including over 100,000 private clients in the United States.

Q.	Do you offer any guaranteed results?
No. Any investment program may be volatile and can involve the loss of principal. Global investing can involve additional risks, such as the risk of currency fluctuations. No assurances can be made regarding the accuracy of any future prediction. Past performance is no guarantee of future returns.

Q.

How much risk should I be willing to take?

Clients should take risk commensurate with their investing goals and ability to endure volatility. There are two primary risks in investing: the risk of loss and the risk of not meeting your long-term goals. Investors whose goals require growth may need to endure investment risk in order to achieve the level of growth they need to fund their retirement. Avoiding more volatile investments may increase clients' risk of outliving their retirement funds or otherwise not meeting their goals. Fisher Investments does not solely rely on investor's reported risk tolerance, but takes a holistic view of clients' situations to best manage risk for their situation.

Q.	What services do you offer?
Fisher Investments specializes in providing personalized portfolio management tailored to clients' needs along with proactive world-class customer service. Fisher Investments services include portfolio management, retirement planning and financial planning support.

Q.	How do you charge for your services?
Fisher Investments is a fee only money manager. We charge a simple fee based on the amount of assets we manage for you.

Q.	What financial institution(s) do you represent?
As of 03/31/2019, Fisher Investments' Institutional Group works with over 150 major institutional investors, including corporations, pension funds and endowments.

Q.	What are your qualifications?
Fisher Investments began managing discretionary assets in 1979 and has been managing assets for high net worth individuals since the 1990s. Our firm's Investment Policy Committee (IPC) has over 150 years of combined industry experience. As of 3/31/2023, Fisher Investments and its subsidiaries manage over $192 billion in assets for over 130,000 private clients and over 150 large institutions.