About The Goff Financial Group

Your financial goals are our highest priority. We provide the peace of mind that comes with knowing you have entrusted your financial future to a firm that will always place your interests first. Unlike many other firms, all of our services are provided on a fee-only basis, we have a FIDUCIARY DUTY to put your interests first, and you always have direct access to the investment manager for your accounts as opposed to a sales agent. In addition, we have the knowledge, experience, and integrity to help you achieve what is most important to you, including financial independence, a secure and comfortable retirement, a college education for your children, travel, and a second home.

General Information Years of Experience in Financial Services:    25 Gender:    Male Foreign Languages Serviced:    Spanish SEC File#:    801-62129 CRD#:    2390431 Work Experience:    The Goff Financial Group, Managing Member, 3/2008 - present Matthew B. Goff Registered Investment Advisor (sole proprietor), 4/1995 - 3/2008 Firm CRD#:    114796 States Licensed in:    Passed Series 7 & Series 63 Name of Custodial Firm:    TD Ameritrade, Fidelity, Schwab, InteractiveBrokers Number of Years with Current Firm:    25 Work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations, Corporate Executives States Willing to do Business in:    Houston,The Woodlands,Spring,Katy,Sugar Land,Cypress,Deer Park,Fresno,Friendswood,Galena Park,Highlands,Humble,La Porte,Manvel,Missouri City,Pasadena,Pearland,Richmond,Rosharon,South Houston,Spring,Stafford,Thompsons,Webster,All 50 States Advisory Services Provided:    Financial Planning for Individuals, Money Management, Wealth Management, Retirement Planning, Portfolio Management, Financial Advice & Consulting

Education Academic Background   BS, Finance - University of Texas, Austin

Services Investment Types:    Mutual Funds, Options & Futures, Bonds, Stocks, Commodities, Exchange Traded Funds (ETFs), Alternative Investments Can meet clients in the following ways:    Email, Phone, Our Office, Video Conference

Qualifications & Memberships Certifications, Accreditations & Designations:    76784 Financial Organization Memberships:    National Association of Personal Financial Advisors (NAPFA) Non-Financial Organization Memberships:    Better Business Bureau - A+ rated member

Firm Information Assets Managed by Firm:    457552800 Assets Managed by Advisor:    $382,205,981 Advisor's Number of Clients:    170 Firm's Number of Clients:    190 Advisor's Number of Managed Clients:    170 Firm's Number of Managed Clients:    190

Compliance Registered Investment Advisor:    Yes Acknowledged fiduciary:    Yes

Compensation and Fees Additional Details on Charges:    Our management fee is based on the assets under management for each client. Compensation Methods:    Based on Assets, Flat Fee Minimum Portfolio Size for New Managed Accounts:    $500,000 Fee Structure:    Fee-Only

Frequently Asked Questions

Q.	Do you have a customer satisfaction or refund policy?

Q.	What are your qualifications? What is your education background?

Q.	How are you compensated? How will I pay for your services?

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?

Q.	How many clients do you currently manage?

Q.	Will you be the only person working with me?

Q.	Do you offer any guaranteed results?

Q.	How much risk should I be willing to take?

Q.	Have you ever been charged with any breaches?

Q.	What is your approach to financial planning?

Q.	What services do you offer?

Q.	Why should I choose you as my financial advisor?

Q.	How do you charge for your services?

Q.	What services do you provide? What are your specialties?

Q.	What is your experience? How many clients do you currently manage?

Q.	What financial institution(s) do you represent?

Q.	What are your management fees?

Q.	What kind of plans do you specialize in?

Q.	Do you have a minimum requirement for number of employees or total investment value?

Q.	Do you offer any additional services?

Q.	What are your qualifications?

Q.	What is your approach to 401 K plan rollovers?

Q.	How long does the process of rolling over a 401K plan usually take?

Q.	What financial institutions do you represent?

Q.	How many years of experience do you have?

Q.	What are your fees for this service?

Q.	How many 401K rollover clients do you currently manage?

Q.	Why should I roll over my 401K plan to your firm?

---

Q.	Do you have a customer satisfaction or refund policy?
Yes. We strive to ensure that every client receives the highest level of service and management possible.

Q.	What are your qualifications? What is your education background?
We emphasize taking a comprehensive approach to the client's individual needs and comfort level with their financial matters.

Q.	How are you compensated? How will I pay for your services?
We work on a fee-only basis. This is our only method of compensation. The only advice that has value is advice you can trust, which requires that the advice be objective. We are only paid by our clients and do NOT receive fees from any third parties such as brokers or mutual funds.

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?
No. We primarily manage accounts under a discretionary basis.

Q.	How many clients do you currently manage?
We currently manage assets for over 150 highly valued clients.

Q.	Will you be the only person working with me?
No, at The Goff Financial Group, we have a dedicated team standing by to ensure that all of your financial needs are met.

Q.	Do you offer any guaranteed results?
No.

Q.	How much risk should I be willing to take?
The amount of risk one should be willing to take should be based on the client's individual risk tolerance. We'll help you determine your risk tolerance.

Q.	Have you ever been charged with any breaches?
No. Integrity, honesty, and transparency have played a large role in maintaining long-lasting and healthy relationships with our clients.

Q.	What is your approach to financial planning?
Your financial goals are our highest priority. We have the knowledge, experience and integrity to help you achieve what is most important to you including financial independence, a secure and comfortable retirement, travel and a second home. We provide the peace of mind that comes with knowing you have entrusted your financial future to a firm that will always place your interests first.

Q.	What services do you offer?
We specialize in comprehensive financial planning and investment management.

Q.	Why should I choose you as my financial advisor?
Over 20 years of experience helping corporate executives, business owners and retirees. University of Texas at Austin School of Business Administration, Major - Finance, Paladin 5 Star Advisor and NAPFA member. Passed both the Series 7 and 63 securities licenses.

Q.	How do you charge for your services?
We work on a fee-only basis. This is our only method of compensation. The only advice that has value is advice you can trust, which requires that the advice be objective. We are only paid by our clients and do NOT receive fees from any third parties such as brokers or mutual funds.

Q.	What services do you provide? What are your specialties?
We specialize in comprehensive financial planning and investment management.

Q.	What is your experience? How many clients do you currently manage?
Over 20 years of experience helping corporate executives, business owners and retirees, University of Texas at Austin School of Business Administration, Major - Finance, Paladin 5 Star Advisor and NAPFA member. Passed both the Series 7 and 63 securities licenses.

Q.	What financial institution(s) do you represent?
We only represent our clients. We do not receive any fees or commissions from any banks, brokerage firms or mutual fund companies.

Q.	What are your management fees?
Based on the size of the plan and the type of services needed by the plan sponsor.

Q.	What kind of plans do you specialize in?
We currently specialize in small to mid-size company plans.

Q.	Do you have a minimum requirement for number of employees or total investment value?
No.

Q.	Do you offer any additional services?
Yes. We offer comprehensive financial planning and investment management.

Q.	What are your qualifications?
Over 18 years of experience helping corporate executives, business owners and retirees, University of Texas at Austin School of Business Administration, Major - Finance, Paladin 5 Star Advisor and NAPFA member. Passed both the Series 7 and 63 securities licenses.

Q.	What is your approach to 401 K plan rollovers?
Based on the client's individual needs, current holdings and long-term objectives

Q.	How long does the process of rolling over a 401K plan usually take?
Usually, between 5 to 10 business days.

Q.	What financial institutions do you represent?
We only work the client and do not represent the interests of any banks, brokers, mutual funds or insurance companies.

Q.	How many years of experience do you have?
21

Q.	What are your fees for this service?
Based on the account value and the types of services we offer.

Q.	How many 401K rollover clients do you currently manage?
We currently manage over 100 clients.

Q.	Why should I roll over my 401K plan to your firm?
Your financial goals are our highest priority. We have the knowledge, experience and integrity to help you achieve what is most important to you including financial independence, a secure and comfortable retirement, travel and a second home. We provide the peace of mind that comes with knowing you have entrusted your financial future to a firm that will always place your interests first.