About G&G Wealth

G&G Wealth is a diversified and experienced team, founded by women, who strive to provide tailored, expert advice on all aspects of wealth management for a select group individuals, families, and businesses both locally and around the country. Our mission and passion is to become a trusted partner to our clients while guiding them through all stages of their financial lives.

General Information Years of Experience in Financial Services:    20+ CRD#:    4542813 States Licensed in:    AZ Name of Custodial Firm:    Stratos Wealth Partners Number of Years with Current Firm:    15 Work with the following types of clients:    Individual Investors Name of Broker/Dealer:    LPL Financial States Willing to do Business in:    Cave Creek,Fountain Hills,Glendale,Phoenix,Scottsdale Advisory Services Provided:    Tax Advice and Services, Education Funding and Planning, 401K Rollovers, Retirement Planning, Portfolio Management

Services Investment Types:    Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments Can meet clients in the following ways:    Your Office, Email, Phone, Our Office, Your Home

Qualifications & Memberships Certifications, Accreditations & Designations:    Chartered Financial Consultant (ChFC®), Certified Fund Specialist (CFS), CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Retirement Planning Counselor (CRPC®) Securities Licenses:    Series 6, Series 7, Series 63 Insurance and Annuity Licenses:    Variable Life, Variable Annuity, Life, Annuity

Firm Information Advisor's Number of Clients:    200+ Advisor's Number of Managed Clients:    200+

Compliance Criminal Disclosures in Last 5 years:    Have a clean record Compliance Disclosures in Last 5 years:    Have a clean record Registered Investment Advisor:    Yes Registered Representative:    Yes Investment Advisor Representative:    Yes Acknowledged fiduciary:    Yes

Compensation and Fees Compensation Methods:    Based on Assets, Hourly, Commissions Minimum Portfolio Size for New Managed Accounts:    $100,000 Fee Structure:    Fee-Only

Frequently Asked Questions

Q.	Do you have a customer satisfaction or refund policy?

Q.	What are your qualifications? What is your education background?

Q.	How are you compensated? How will I pay for your services?

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?

Q.	How many clients do you currently manage?

Q.	Will you be the only person working with me?

Q.	Do you offer any guaranteed results?

Q.	How much risk should I be willing to take?

Q.	Have you ever been charged with any breaches?

Q.	What services do you offer?

Q.	Why should I choose you as my financial advisor?

Q.	How do you charge for your services?

Q.	What services do you provide? What are your specialties?

Q.	What financial institution(s) do you represent?

---

Q.	Do you have a customer satisfaction or refund policy?
There is no refund policy.

Q.

What are your qualifications? What is your education background?

Our commitment to this mission is defined by three core principles: Personalized approach, unique capabilities, and lasting relationships. We take our time in understanding our clients' values, goals, and priorities to develop a picture of where they stand today and in turn providing a direction for the future. As a team, we are able to maintain focus on the client's special circumstances to create a clear and approachable investment plan. Our goal is to provide world-class service and build relationships with our clients by having open communication, active attentiveness, and trust.

Q.	How are you compensated? How will I pay for your services?
Altogether about 200 clients

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?
Kerina and Erica are partners, we work together to make decisions based on your goals. We also have a full time client relationship manager on staff who is always available to answer questions and requests.

Q.	How many clients do you currently manage?
We primarily offer both fee based, however, depending on the situation we also offer hourly consulting and commission compensation.

Q.	Will you be the only person working with me?
Yes, when we see a need to make a change to your investments, we will always communicate with you what we are proposing and what the result may be.

Q.	Do you offer any guaranteed results?
Unfortunately, there are never guaranteed results in the market.

Q.	How much risk should I be willing to take?
Everyone's circumstances are unique, which is why we take special care in our interview process to give the most appropriate recommendations.

Q.	Have you ever been charged with any breaches?
No.

Q.

What services do you offer?

For many, understanding every aspect of personal finance can be daunting. From investments to retirement to insurance, the decisions can be overwhelming.It's our passion! Our goal is to provide you with guidance that can help you understand and better define your financial goals. We work hard to create a mutually beneficial and respected long-term relationship with our clients and their families. We take pride in working to help so many people pursue the type of financial future they've always dreamed about.

Q.	Why should I choose you as my financial advisor?
Both Certified Financial Planners, Erica has B.A in Marketing and Kerina has a B.A in Finance and a Masters Degree in business administration.

Q.	How do you charge for your services?
Advisory and brokerage investments, 401K rollovers, ROTH, 403b/457, College 529 savings plans, mutual funds, life insurance, and annuities. We also offer comprehensive financial planning for estates, retirement, and budgeting.

Q.	What services do you provide? What are your specialties?
Financial planning, retirement, asset allocation,

Q.	What financial institution(s) do you represent?
LPL Financial and Stratos Wealth Partners