Advisor Profile |
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Disclaimer |
Jeffrey P. Wilcock is a Registered
Representative offering Securities through
United Planners Financial Services, Member
FINRA, SIPC. Advisory Services offered Through
Seros Financial LLC. Seros Financial and United Planners are independent companies. |
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About Seros Financial |
Most people only get one shot at retirement. That's why we help you take the guess work out of the process. Seros360? is a seven part mentoring approach to retirement.
1. Goals
We build a bridge from your idea of retirement to the real thing. What really matters most to you in retirement and understand the steps needed to reach your goals.
2. Risks
Living longer. Rising healthcare costs. Inflation. These are risks everyone faces during retirement. Working together, we can help you identify your risks and plan accordingly.
3. Investments
You need an investment strategy that takes into account your retirement goals, how you view risk, and your timeline for retirement. We take a dynamic money management approach in activley monitoring and adjusting your portfolio.
4. Income
Income is the engine of your retirement. We help you develop a plan so you take the right amount of income in the most tax efficient way possible.
5. Taxes
We help you develop a strategy that balances your tax burden now and throughout retirement.
6. Test Run
Why guess about your retirement? Take a Retirement Test Run. This simulated retirement approach lets you actually experience what it will be like to live on the income you'll have during retirement.
7. Retirement
With lessons from your Retirement Test Run and adjustments to your plan, you are ready to retire with confidence. |
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General Information |
Years of Experience in Financial Services: |
27
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States Licensed in: |
AZ,CA,CO,CT,FL,MI,MO,MT,NV,NM,NY,OK,TX,UT,VA,WA
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Name of Custodial Firm: |
Axos Advisor Services
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Number of Years with Current Firm: |
6
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Insurance License#: |
801440
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Name of Broker/Dealer: |
United Planners Financial Services
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States Willing to do Business in: |
Chandler,Fountain Hills,Gilbert,Glendale,Higley,Mesa,Paradise Valley,Peoria,Phoenix,Queen Creek,Scottsdale,Tempe,Youngtown
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Services |
Investment Types: |
Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments
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Can meet clients in the following ways: |
Email, Phone, Our Office
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Qualifications & Memberships |
Certifications, Accreditations & Designations: |
RFC®
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Securities Licenses: |
Series 6, Series 7, Series 22, Series 24, Series 26, Series 63, Series 65, Series 66
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Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
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Financial Organization Memberships: |
Financial Planning Association (FPA), National Association of Personal Financial Advisors (NAPFA), Registered Financial Consultant (RFC)
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Firm Information |
Assets Managed by Firm: |
$155,000,000
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Assets Managed by Advisor: |
$50,000,000
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Firm's Number of Clients: |
450
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Firm's Number of Planning Clients: |
120
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Firm's Number of Managed Clients: |
300
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Compliance |
Criminal Disclosures in Last 5 years: |
Have a clean record
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Compliance Disclosures in Last 5 years: |
Have a clean record
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Registered Investment Advisor: |
Yes
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Registered Representative: |
Yes
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Investment Advisor Representative: |
Yes
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Acknowledged fiduciary: |
Yes
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Compensation and Fees |
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Fee % Based on Assets: |
1.75%
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Compensation Methods: |
Based on Assets, Hourly, Commissions
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Minimum Portfolio Size for New Managed Accounts: |
$250,000
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Minimum Fee Charged for Managed Accounts: |
1%
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Minimum Fee Charged for Hourly Planning Accounts: |
$125.00
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Frequently Asked Questions |
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Q. |
Do you have a customer satisfaction or refund policy? |
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How are you compensated? How will I pay for your services? |
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Annual management fee based on portfolio value. |
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Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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No. We need full discretion in order to trade numerous accounts on a global basis. |
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Q. |
How many clients do you currently manage? |
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Q. |
Will you be the only person working with me? |
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Q. |
How much risk should I be willing to take? |
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That depends on your personal risk tolerance. |
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Q. |
Have you ever been charged with any breaches? |
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