|
|
|
|
|
|
About Baseline Investments, LLC |
Baseline Investments is a boutique financial advisory firm founded by a team of financial
advisors and analysts with a combined, over 45 years experience, all while maintaining our
independence.
Our goal is to assist our clients in making smart investment decisions. We accomplish this
mission by offering holistic, comprehensive advisory services and money management to help clients
prioritize and attain their life goals. Our synergistic team of investment advisors and analysts
approach each clients financial picture and needs individually, taking into account the many factors
associated with your entire financial profile including risk assessment, tax consequences, short
term and long term financial goals, among many other factors.
We create customized portfolios, whether you are accumulating, saving for college
educations, preparing for retirement, or in your golden years, our experienced team of analysts,
research, and market experts work together to create a portfolio plan that will best suit your
vision.
These are just a few of the factors which set us apart and provides a runway to success. As a
client of Baseline Investments, you will have our Management teams leadership, innovative industry
knowledge and an unparalleled service team working for you. |
|
| |
|
|
General Information |
| Years of Experience in Financial Services: |
20
|
|
|
|
|
|
|
|
| Number of Years with Current Firm: |
1
|
|
| Work with the following types of clients: |
Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations
|
|
| Advisory Services Provided: |
Wealth Management
|
|
| |
|
|
|
Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Commodities, Exchange Traded Funds (ETFs), Alternative Investments
|
|
| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home, Video Conference
|
|
| |
|
Qualifications & Memberships |
| Securities Licenses: |
Series 65
|
|
| Financial Organization Memberships: |
Financial Planning Association (FPA), National Association of Personal Financial Advisors (NAPFA)
|
|
| Non-Financial Organization Memberships: |
Mt. Diablo Business Women
International Association of Women
|
|
| |
|
|
|
Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
|
|
| Compliance Disclosures in Last 5 years: |
Have a clean record
|
|
| Registered Investment Advisor: |
Yes
|
|
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| Acknowledged fiduciary: |
Yes
|
|
| |
|
Compensation and Fees |
|
|
| Compensation Methods: |
Based on Assets
|
|
| Minimum Portfolio Size for New Managed Accounts: |
100K and up
|
|
|
|
| |
|
| |
| |
|
|
