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About Signature Estate & Investment Advisors, LLC (SEIA) |
Signature Estate & Investment Advisors, LLC (SEIA) is a Registered Investment Advisory Firm
offering Investment Management and Financial Planning services. We provide an enduring
partnership focused solely on helping our clients achieve their long-term goals and objectives.
SEIA helps you focus on the big picture by overseeing the financial management process. We act as
a fiduciary with your best interests at heart. Our team of experienced professionals address your
unique goals and objectives with an unbiased investment, estate or financial plan.
Your assets are segregated and held in your name at two of the country's largest financial firms
-- Charles Schwab & Co. and/or Fidelity Institutional Wealth Services.
Your SEIA advisory team is further supported by a group of more than 60 financial professional.
SEIA creates a world-class experience with a dedicated wealth management infrastructure. |
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General Information |
| Years of Experience in Financial Services: |
32
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| Work Experience: |
For more than 30 years I have been working as a
Wealth Advisor for a select group of clients that
have been successful in their business and
professional lives...and want to stay that way
throughout retirement.
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| States Licensed in: |
CA, NV, TX, DE
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| Name of Custodial Firm: |
Charles Schwab and Fidelity
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| Number of Years with Current Firm: |
32
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| Insurance License#: |
0685877
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| Work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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| Name of Broker/Dealer: |
Royal Alliance, Inc.
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| States Willing to do Business in: |
Arcadia,Burbank,Cerritos,Claremont,Covina,Diamond Bar,Glendale,Glendora,La Canada Flintridge,La Crescenta,La Verne,Monrovia,Montrose,San Dimas,San Gabriel,Sierra Madre,South Pasadena,Temple City,Walnut,West Covina,Whittier,Upland
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| Advisory Services Provided: |
Portfolio Management, Financial Advice & Consulting
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home, Video Conference
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Financial Consultant (ChFC®), Accredited Investment Fiduciary® (AIF), CERTIFIED FINANCIAL PLANNER™ Certificant
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| Securities Licenses: |
Series 6, Series 7, Series 22, Series 24, Series 66
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
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| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA)
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Firm Information |
| Assets Managed by Firm: |
$8.5 Billion
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| Advisor's Number of Clients: |
150
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| Advisor's Number of Managed Clients: |
150
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
| Fee % Based on Assets: |
.75 to 1.0
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| Compensation Methods: |
Based on Assets, Flat Fee
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| Minimum Portfolio Size for New Managed Accounts: |
$500,000
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| Minimum Fee Charged for Managed Accounts: |
$3500/yr.
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