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About MassMutual Financial Group |
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General Information |
| Foreign Languages Serviced: |
French
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| States Licensed in: |
UT, CA, NV, AK, CO, TX, AZ, MT, KS, NJ
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| Insurance License#: |
407506
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| Work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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| Advisory Services Provided: |
Financial Planning for Individuals, Education Funding and Planning, 401K Rollovers, Insurance Planning
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Services |
| Investment Types: |
Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs)
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| Can meet clients in the following ways: |
Your Office, Phone, Our Office, Your Home
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Qualifications & Memberships |
| Securities Licenses: |
Series 7, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Accident, Disability
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Firm Information |
| Advisor's Number of Clients: |
200
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| Advisor's Number of Planning Clients: |
60
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| Advisor's Number of Managed Clients: |
100
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
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| Compensation Methods: |
Based on Assets, Flat Fee
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| Minimum Portfolio Size for New Managed Accounts: |
$25,000
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Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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Yes. It is my aim to provide the highest in customer support and satisfaction. As our clients often pay as they go, they avoid costly upfront expenses and are free to move their accounts at any time without penalty. |
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| Q. |
What is your approach to financial planning? |
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I are compensated by an asset-based fee when possible, which, unlike mutual fund fees, is often tax-deductible. I am clear and fair about compensation. |
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| Q. |
What services do you offer? |
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1) Education and experience 2) Excellent track record 3) Unique, appealing investment strategies 4) Proven, proprietary income strategies |
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What services do you provide? What are your specialties? |
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Comprehensive financial planning, Retirement income planning, Investment management, Estate planning, Insurance planning |
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What is your experience? How many clients do you currently manage? |
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Master's Degree in Business Administration (MBA) - Graduate Certificate in Financial Planning |
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What financial institution(s) do you represent? |
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As a non-captive investment advisor I represent a wide range of investment institutions and solutions. |
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