About TriVant Custom Portfolio Group, LLC

We are long-term investors that have a record of providing a good return and good service to our clients. We are transparent in how we serve our clients. We make understandable investments in publicly- traded assets. We never tie your money up in illiquid assets, annuities or private equity. You always have access to your money when you need it. Our clients have security in knowing their assets are held at Charles Schwab where they can review their accounts at any time. Our statements clearly show your investments, their values and your performance. By operating transparently, we give our clients peace-of-mind showing them that we invest in a straight-forward manner and that we are advising in their best interest.

General Information Gender:    Male CRD#:    4699319 Firm CRD#:    129803 States Licensed in:    All Work with the following types of clients:    Individual Investors, Non-Profit Organizations Advisory Services Provided:    Financial Planning for Individuals, Education Funding and Planning, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Estate Planning & Trusts, Investment Advice & Management

Services Investment Types:    Mutual Funds, Bonds, Stocks, Commodities Can meet clients in the following ways:    Your Office, Phone, Our Office, Video Conference

Qualifications & Memberships Certifications, Accreditations & Designations:    CFA®, CFP® Securities Licenses:    Series 65 Financial Organization Memberships:    CFA Society of San Diego, CFA Institute

Compliance Criminal Disclosures in Last 5 years:    I have a clean record Compliance Disclosures in Last 5 years:    I have a clean record Registered Investment Advisor:    Yes Registered Representative:    Yes Investment Advisor Representative:    Yes Acknowledged fiduciary:    Yes

Compensation and Fees Fee % Based on Assets:    0.875% Compensation Methods:    Based on Assets Minimum Portfolio Size for New Managed Accounts:    $200,000 Fee Structure:    Fee-Only

Frequently Asked Questions

Q.	Do you have a customer satisfaction or refund policy?

Q.	What is your approach to financial planning?

Q.	How do you charge for your services?

Q.	What services do you provide? What are your specialties?

Q.	What is your experience? How many clients do you currently manage?

Q.	What financial institution(s) do you represent?

---

Q.	Do you have a customer satisfaction or refund policy?
We act as a fiduciary for our clients.

Q.	What is your approach to financial planning?
We have an excellent performance track record. We know our clients and do our very best to serve them.

Q.	How do you charge for your services?
We are a fee-based Registered Investment Advisor. We do not sell annuities or other high-commission products.

Q.	What services do you provide? What are your specialties?
We specialize in long-term investment portfolios for individual clients and non-profits organizations.

Q.	What is your experience? How many clients do you currently manage?
We have 100 clients approximately.

Q.	What financial institution(s) do you represent?
We are an independent registered investment advisor (RIA). Our clients' assets are custodied at the Institutional Division of Charles Schwab.