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About Treiberg Wealth Management, Inc. |
| We strive to help clients create, grow, protect and distribute wealth in the most efficient
manner possible, based on our clients specific needs and goals. We offer customized solutions
with the greatest attention to detail. We are committed to putting quality service and objective
advice first. Securities offered through LPL Financial, member FINRA & SIPC. Investment advice
offered through Treiberg Wealth Management, a registered investment advisor and separate entity
from LPL Financial. |
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General Information |
| Years of Experience in Financial Services: |
22
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| States Licensed in: |
AZ, CA, CO, DE, FL, ID, IN, KY, MI, MN, MO, NC, NJ, NY, TX, VA, WA, WI
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| Number of Years with Current Firm: |
18
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| Work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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| Name of Broker/Dealer: |
LPL Financial
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Services |
| Investment Types: |
Mutual Funds, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
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| Can meet clients in the following ways: |
Email, Phone, Our Office
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
ChFC®, CFP®
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| Securities Licenses: |
Series 6, Series 7, Series 24, Series 31, Series 63, Series 66
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| Insurance and Annuity Licenses: |
Long Term Care, Life, Annuity, Disability
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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Compensation and Fees |
| Compensation Methods: |
Based on Assets, Hourly, Flat Fee
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000.00
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Frequently Asked Questions |
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How are you compensated? How will I pay for your services? |
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Asset based fee of flat fee |
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Have you ever been charged with any breaches? |
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What is your approach to financial planning? |
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Objective advice, experience, expertise, attention to detail, and a focus on making complex issues as simple as possible. |
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What services do you offer? |
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Portfolio management and financial planning. |
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Why should I choose you as my financial advisor? |
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CFP® (CERTIFIED FINCIAL PLANNER™), AIF® (Accredited Investment Fiduciary), RICP® (Retirement Income Certified Professional), ChFC (Chartered Financial Consultant). |
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How do you charge for your services? |
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Asset based fee of flat fee |
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What services do you provide? What are your specialties? |
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Portfolio management and financial planning. Our specialty is portfolio management near or during the transition to retirement. |
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What is your experience? How many clients do you currently manage? |
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What are your qualifications? |
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CFP® (Certified Financial Planner™), AIF® (Accredited Invesment Fiduciary), RICP® (Retirement Income Certified Professional), ChFC (Chartered Financial Consultant). |
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What is your approach to 401 K plan rollovers? |
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Before making a rollover decision, it is important to review the features of the current plan to make sure a rollover is in your best interest. This is something we help educate our clients about. |
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How many years of experience do you have? |
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What are your fees for this service? |
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Asset based fee or flat fee |
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