| Advisor Profile |
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Disclosure Link:
WiserAdvisor provides referr...
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| Disclaimer |
| *Securities and Investment Advisory Services offered through Woodbury Financial Services, Inc., A Registered Investment Advisor. Member FINRA, SIPC.
U.S. Planning Group - A New York Corporation and Woodbury Financial Services are not affiliated entities.
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About US Planning Group - A New York Corp. |
| Independent Certified Financial Planner? professional focusing on three main areas: Investment Consulting, Advanced Planning, Relationship Management. Clients receive unbiased advice based on a holistic approach that entails every aspect of their personal financial picture. Provides a consultative process while offering customized choices and solutions. Backed by a team of experts, including Attorneys, CPAs, Property/Casualty & Debt Financing specialists. Services include: Brokerage, Asset Management, Financial Planning, Charitable Giving, Wealth Transfer, Asset Protection, etc. |
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General Information |
| Years of Experience in Financial Services: |
6
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| Work Experience: |
Provident Mutual
Nationwide Financial
US Planning Group
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| States Licensed in: |
NY, NJ, CA, CO, SC, CT
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| Number of Years with Current Firm: |
4
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| Work with the following types of clients: |
Businesses, Individual Investors
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| Name of Broker/Dealer: |
Woodbury Financial
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| States Willing to do Business in: |
NY, NJ, CA, CO, SC, CT
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Education |
| Academic Background |
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| BA, Business Administration - Muhlenberg College |
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Services |
| Investment Types: |
Mutual Funds, Annuities, Insurance
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER (CFP®)
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| Securities Licenses: |
Series 6, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
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Firm Information |
| Assets Managed by Firm: |
$85,000,000
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| Assets Managed by Advisor: |
$15,000,000
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| Advisor's Number of Clients: |
90
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| Firm's Number of Clients: |
500
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| Advisor's Number of Planning Clients: |
30
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| Advisor's Number of Managed Clients: |
60
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| Firm's Number of Planning Clients: |
150
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| Firm's Number of Managed Clients: |
350
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
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| Fee % Based on Assets: |
1.0
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| Additional Details on Charges: |
The fees and rates will vary depending on the total assets under management or the scope of the engagement. Fee percentage can drop as assets under management increase.
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| Compensation Methods: |
Based on Assets, Hourly, Flat Fee, Commissions
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Minimum Fee Charged for Managed Accounts: |
$500.00
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| Minimum Fee Charged for Hourly Planning Accounts: |
$750.00
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| Minimum Fee Charged for Flat Fee Accounts: |
$1,200.00
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