Advisor Profile |
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Disclaimer |
Securities and Investment Advisory Services offered through Woodbury Financial Services, Inc., A Registered Investment Advisor. Member FINRA, SIPC.
U.S. Planning Group - A New York Corporation and Woodbury Financial Services are not affiliated entities.
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About US Planning Group |
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General Information |
Years of Experience in Financial Services: |
7
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States Licensed in: |
NY, NJ, CT, MN, SD, PA
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Number of Years with Current Firm: |
6
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Insurance License#: |
LA-994391 NY
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Work with the following types of clients: |
Businesses, Individual Investors
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Name of Broker/Dealer: |
Woodbury Financial Services
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Services |
Investment Types: |
Mutual Funds, Bonds, Annuities, Insurance, Exchange Traded Funds (ETFs)
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Can meet clients in the following ways: |
Your Office, Our Office, Your Home
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Qualifications & Memberships |
Securities Licenses: |
Series 6, Series 63, Series 65
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Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
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Financial Organization Memberships: |
Million Dollar Roundtable, National Association of Insurance and Financial Advisors (NAIFA)
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Compliance |
Criminal Disclosures in Last 5 years: |
Have a clean record
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Compliance Disclosures in Last 5 years: |
Have a clean record
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Registered Representative: |
Yes
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Investment Advisor Representative: |
Yes
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Acknowledged fiduciary: |
Yes
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Compensation and Fees |
Compensation Methods: |
Based on Assets, Flat Fee, Commissions
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Minimum Portfolio Size for New Managed Accounts: |
50,000
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