About Disciplined Advisors Group

We're here to help you achieve your financial goals, manage your money and ultimately, better your life. Unlike many other investment firms that use a cookie-cutter financial plan for all their investors, we apply our Purpose-Based Asset Management approach. By creating separate compartments for each investor's multiple purposes, we create a structure that allows for a prudent, less emotional investment decision-making process. We believe that markets are efficient and investment returns are determined by asset allocation and the passage of time, not by manager selection or market timing. We are focused on your security and work tirelessly toward one goal: help you achieve financial peace of mind. As a boutique money management firm, we offer you a service that is personal, private and exclusive. We know you can go many places for financial advice, but the clients of Disciplined Advisors Group benefit from the more than six decades of investment experience in which we are backed. As an independent advisory group, our advice is not influenced by a corporate parent and we are free to choose the right solutions for you. At Disciplined Advisors Group - trust, commitment and caring make up the foundation that provides services to our clients.

General Information Years of Experience in Financial Services:    60 Gender:    Male CRD#:    5059261 Firm CRD#:    105644 States Licensed in:    TX, AZ, CO, NM Name of Custodial Firm:    Southwest Securities Number of Years with Current Firm:    4 Work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations Name of Broker/Dealer:    Cetera Advisor Networks LLC States Willing to do Business in:    TX

Education Academic Background   BA in Economics from University of Texas at Austin JD in Law from University of Denver Sturm College of Law

Services Investment Types:    Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs) Can meet clients in the following ways:    Your Office, Email, Phone, Our Office, Your Home

Qualifications & Memberships Securities Licenses:    Series 7, Series 66 Non-Financial Organization Memberships:    American Heart Association

Firm Information Assets Managed by Firm:    $50,000,000.00 Assets Managed by Advisor:    $50,000,000.00

Compliance Criminal Disclosures in Last 5 years:    Have a clean record Compliance Disclosures in Last 5 years:    Have a clean record Registered Investment Advisor:    Yes Registered Representative:    Yes Investment Advisor Representative:    Yes

Compensation and Fees Fee % Based on Assets:    .75 Compensation Methods:    Based on Assets, Commissions Minimum Portfolio Size for New Managed Accounts:    100,000.00 Minimum Fee Charged for Managed Accounts:    $500 Fee Structure:    Fee-Based

Frequently Asked Questions

Q.	What are your qualifications? What is your education background?

Q.	Have you ever been charged with any breaches?

Q.	What services do you offer?

Q.	How many years of experience do you have?

Q.	Why should I roll over my 401K plan to your firm?

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Q.	What are your qualifications? What is your education background?
Unlike many other investment firms that use a cookie-cutter financial plan for all their investors, we apply our Purpose-Based Asset Management approach. By creating separate compartments for each investor's multiple purposes, we create a structure that allows for a prudent, less emotional investment decision-making process.

Q.	Have you ever been charged with any breaches?
No.

Q.	What services do you offer?
We know you can go many places for financial advice, but the clients of Disciplined Advisors Group benefit from the more than six decades of investment experience in which we are backed. As an independent advisory group, our advice is not influenced by a corporate parent and we are free to choose the right solutions for you.

Q.	How many years of experience do you have?
60+ as a group.

Q.	Why should I roll over my 401K plan to your firm?
We know you can go many places for financial advice, but the clients of Disciplined Advisors Group benefit from the more than six decades of investment experience in which we are backed. As an independent advisory group, our advice is not influenced by a corporate parent and we are free to choose the right solutions for you.