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About Infinium Investment Advisors, LLC |
Like many start-up businesses, Infinium Investment Advisors was born out of two driving forces:
to build a better mouse trap to deliver personal financial services, and to fix the problems
prevalent in the industry today.
In 2008, founder Mark Starosciak had spent a decade with Merrill Lynch as a financial advisor to
dozens of families. A little thing called the Great Recession came along and brought down Wall
Street giants such as Bear Sterns, Lehmann Brothers, and Merrill Lynch (until Bank of America
saved them).
Although the large Wall Street firms had years of history and success behind them, their purpose
had slowly been lost to the endless pursuit of fees and bottom-line financial results. The legacy
of "Firm first, client second," that got those stalwarts into trouble still exists. The recent
examples of Wells Fargo, Morgan Stanley, and others remind us that there is plenty of room for
objective and unbiased financial advice in a sea of just the opposite.
We invite you to learn more about us and our mission to deliver valuable, low-cost financial
advice to Technology investors, executives & entrepreneurs. |
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General Information |
| Years of Experience in Financial Services: |
21
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| States Licensed in: |
All states served
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| Name of Custodial Firm: |
Fidelity Investments
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| Number of Years with Current Firm: |
11
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| Work with the following types of clients: |
Businesses, Individual Investors
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| States Willing to do Business in: |
Arvada,Aurora,Boulder,Brighton,Broomfield,Commerce City,Conifer,Denver,Dupont,Eldorado Springs,Englewood,Evergreen,Golden,Henderson,Indian Hills,Kittredge,Lafayette,Littleton,Lone Tree,Louisville,Morrison,Parker,Watkins,Westminster,Wheat Ridge,Cherry Creek
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| Advisory Services Provided: |
Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Investment Advice & Management, Financial Advice & Consulting
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Services |
| Investment Types: |
Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Commodities, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home, Video Conference
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CFP®, CRPC®
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| Securities Licenses: |
Series 66
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Assets Managed by Firm: |
$150M
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| Assets Managed by Advisor: |
$100,000,000
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| Advisor's Number of Clients: |
120
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| Firm's Number of Clients: |
100+
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| Advisor's Number of Planning Clients: |
140
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| Advisor's Number of Managed Clients: |
140
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Compliance |
| Criminal Disclosures in Last 5 years: |
I have a clean record
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
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| Fee % Based on Assets: |
Negotiable
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| Compensation Methods: |
Based on Assets, Hourly
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| Minimum Portfolio Size for New Managed Accounts: |
$500,000
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| Minimum Fee Charged for Managed Accounts: |
$2,500
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