About Global View, LLC

Global View is an independent, fee-ONLY Registered Investment Advisory firm headquartered in Greenville, SC. Our team of fiduciaries - consisting of five Advisors and support staff - work together to satisfy the needs of our clients. All of our partners are CERTIFIED FINANCIAL PLANNER™ Practioners. Your advisor will incorporate an understanding of income taxation and estate planning issues into investment management, and will work closely with accountants and attorneys to satisfy your needs. Because we are not affiliated with a major investment bank, we do not sell proprietary products. Our business as a fiduciary Registered Investment Advisory firm means that we only accept payment from our clients, and that our clients will never pay commissions, penalties, or any other unexpected fees. We believe this better aligns our interests with those of our clients', with the end goal of always helping the client attain their goal. Our practice is based on the fundamental principal that human beings often make errors in decision making that are avoidable. Behavioral research and market performance history clearly illustrate that individual investors suffer largely because they do not make choices based on a rational framework. We feel it is our responsibility to provide that framework to our clients and implement it for them based on their unique needs and circumstances including income goals, investment time horizon, survivorship needs, and estate and legacy planning.

General Information Years of Experience in Financial Services:    15 Gender:    Male SEC File#:    801-68500 CRD#:    4798512 Work Experience:    Financial Service work experience: Formerly with Merrill Lynch. Now with Global View Registered Investment Advisor. Firm CRD#:    145499 States Licensed in:    SC Name of Custodial Firm:    Schwab Institutional, TD Ameritrade Institutional Number of Years with Current Firm:    13 Work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations States Willing to do Business in:    South Carolina

Education Academic Background   BA, Finance - Wofford College (1994)

Services Investment Types:    Mutual Funds, Bonds, Stocks, Commodities, Exchange Traded Funds (ETFs), Alternative Investments Can meet clients in the following ways:    Your Office, Phone, Our Office, Your Home

Qualifications & Memberships Certifications, Accreditations & Designations:    CFP® Financial Organization Memberships:    National Association of Personal Financial Advisors (NAPFA)

Firm Information Assets Managed by Firm:    $295,000,000 Advisor's Number of Clients:    100 Firm's Number of Clients:    425 Advisor's Number of Planning Clients:    100 Advisor's Number of Managed Clients:    100 Firm's Number of Planning Clients:    425 Firm's Number of Managed Clients:    425

Compliance Registered Investment Advisor:    Yes Investment Advisor Representative:    Yes Acknowledged fiduciary:    Yes

Compensation and Fees Fee % Based on Assets:    1 Compensation Methods:    Based on Assets, Flat Fee Minimum Portfolio Size for New Managed Accounts:    $250,000 Fee Structure:    Fee-Only

Frequently Asked Questions

Q.	Do you have a customer satisfaction or refund policy?

Q.	What are your qualifications? What is your education background?

Q.	How are you compensated? How will I pay for your services?

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?

Q.	How many clients do you currently manage?

Q.	Will you be the only person working with me?

Q.	Do you offer any guaranteed results?

Q.	How much risk should I be willing to take?

Q.	Have you ever been charged with any breaches?

Q.	What is your approach to financial planning?

Q.	What services do you offer?

Q.	Why should I choose you as my financial advisor?

Q.	How do you charge for your services?

Q.	What services do you provide? What are your specialties?

Q.	What is your experience? How many clients do you currently manage?

Q.	What financial institution(s) do you represent?

Q.	What are your qualifications?

Q.	What is your approach to 401 K plan rollovers?

Q.	How long does the process of rolling over a 401K plan usually take?

Q.	What financial institutions do you represent?

Q.	How many years of experience do you have?

Q.	What are your fees for this service?

Q.	How many 401K rollover clients do you currently manage?

Q.	Why should I roll over my 401K plan to your firm?

---

Q.	Do you have a customer satisfaction or refund policy?
Yes. We will refund fees collected if a client is dissatisfied with our work. We collect our fees on a quarterly basis and will rebate the quarterly fees in which the client expresses their dissatisfaction.

Q.	What are your qualifications? What is your education background?
Certified Financial Planning Professional™ (CFP®) Finance Major at Wofford College

Q.	How are you compensated? How will I pay for your services?
We charge a percentage of assets that we actively and assume a fiduciary responsibility for.

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?
No. Our clients pay us to manage their assets for them. We will have a previously agreed upon strategy and the client expects us to administer the details of the strategy.

Q.	How many clients do you currently manage?
As an eight person team, 425 clients.

Q.	Will you be the only person working with me?
No. I will likely be the primary contact, but our team will all be ready to serve.

Q.	Do you offer any guaranteed results?
No

Q.	How much risk should I be willing to take?
The amount of risk is client specific. We reach an agreement with each client about the proper amount of risk for their situation. We use several tools to help us and the client make the proper choice.

Q.	Have you ever been charged with any breaches?
No. Our entire team has a clean record.

Q.	What is your approach to financial planning?
After educating you to our value proposition and determining that it meets your needs, then we will faithfully and diligently implement the plan while acting as an advocate on your behalf.

Q.	What services do you offer?
Financial Planning, Asset Management, and Estate Planning through a co-located sister firm.

Q.	Why should I choose you as my financial advisor?
We offer comprehensive financial planning. We consider all aspects of a clients needs in collaboration and communication with the client to create a plan.

Q.	How do you charge for your services?
We charge a percentage of assets that we actively and assume a fiduciary responsibility for.

Q.	What services do you provide? What are your specialties?
Financial Planning, Asset Management, and Estate Planning through a co-located sister firm.

Q.	What is your experience? How many clients do you currently manage?
16 years of offering consumer financial advice and our eight person team works for roughly 425 clients.

Q.	What financial institution(s) do you represent?
Global View Investment Advisors

Q.	What are your qualifications?
Certified Financial Planning Professional&trade> (CFP®) Finance Major at Wofford College

Q.	What is your approach to 401 K plan rollovers?
We incorporate the Rollover strategy into the clients overall investment and financial plan.

Q.	How long does the process of rolling over a 401K plan usually take?
It varies, but I would expect it to take 2 to 6 weeks.

Q.	What financial institutions do you represent?
Global View Investment Advisors

Q.	How many years of experience do you have?
16

Q.	What are your fees for this service?
Typically, 1% of assets under management.

Q.	How many 401K rollover clients do you currently manage?
A very large portion of our client base.

Q.	Why should I roll over my 401K plan to your firm?
Higher quality strategy, planning, service, and investment options.