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About J.K. Financial, Inc. |
| J.K. Financial, Inc. is a Fee Only, Financial Planning and Wealth Management firm that acts as a fiduciary for clients. The firm's founder, John A. Kvale is a CFA Charter holder, and CFP designee, with 18 years of experience. Incorporated in 1995, with the sole purpose of financial advisory services, J.K. Financial, Inc. is a Registered Investment Advisor with the Securities and Exchange Commission. The firm specializes in investment management, and proactively selects individual equities, ETFs, low cost mutual funds, and individual bonds for client portfolios, on a fully discretionary basis. J.K. Financial, Inc does not accept commissions, soft dollars, or order flow rebates. Members of the firm strictly adhere to the CFA Institute Code of Ethics. The firm currently accepts new clients, with investable assets of $1,000,000 or more. |
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General Information |
| Years of Experience in Financial Services: |
29
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| Name of Custodial Firm: |
TD Ameritrade Institutional
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| Number of Years with Current Firm: |
29
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| Work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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| Advisory Services Provided: |
Financial Planning for Individuals, 401K Rollovers, Retirement Planning
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Services |
| Investment Types: |
Mutual Funds, Options & Futures, Bonds, Stocks
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CFA®, CFP®
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| Financial Organization Memberships: |
Financial Planning Association (FPA), CFA Institute
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Firm Information |
| Assets Managed by Firm: |
$100,000,000
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| Assets Managed by Advisor: |
$100,000,000
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| Firm's Number of Clients: |
106
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| Firm's Number of Planning Clients: |
106
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| Firm's Number of Managed Clients: |
106
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Compliance |
| Registered Investment Advisor: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
| Minimum Portfolio Size for New Managed Accounts: |
$1,000,000
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Frequently Asked Questions |
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| Q. |
Do you have a customer satisfaction or refund policy? |
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Yes, there are no charges to visit as well. |
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| Q. |
What are your qualifications? What is your education background? |
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Total Wealth Manager Catering to all parts of a client's life |
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How are you compensated? How will I pay for your services? |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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We obtain in advance the directives to adjust as needed |
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| Q. |
How many clients do you currently manage? |
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Will you be the only person working with me? |
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Yes as well as other members of our organization |
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| Q. |
Do you offer any guaranteed results? |
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Goal oriented, long term accomplishments |
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| Q. |
How much risk should I be willing to take? |
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Depends on each situation, however we are conservative by nature |
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| Q. |
Have you ever been charged with any breaches? |
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What services do you offer? |
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Complete Financial Planning |
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Why should I choose you as my financial advisor? |
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CFP and CFA as well as 28 Years in the Investment Business. |
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