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About Scholtz & Company |
| Scholtz & Company is an investment management firm which provides customized investment services
to individuals and institutions. Specifically, Scholtz & Company manages its clients' individual
investment accounts to help build and maintain a bright financial future. At Scholtz & Company,
we are committed to building lifelong client relationships by providing exceptional service,
personalized portfolios and superior long-term performance. These are goals we have been
successfully achieving since our firms beginning. |
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General Information |
| Years of Experience in Financial Services: |
30
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| Work Experience: |
Our lead Portfolio Manager, Peter Scholtz, has
over 30 years of investment experience. Peter
founded Scholtz & Company in 1994 and started with
17 million in assets under management which has
grown to over 130 million today.
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| States Licensed in: |
All 50 States
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| Name of Custodial Firm: |
U.S. Bank
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| Number of Years with Current Firm: |
25
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| Work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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| Advisory Services Provided: |
Financial Planning for Individuals, Portfolio Management
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Services |
| Investment Types: |
Bonds, Stocks
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home
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Qualifications & Memberships |
| Securities Licenses: |
Series 7, Series 63, Series 65
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| Financial Organization Memberships: |
SEC, FINRA
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Firm Information |
| Assets Managed by Firm: |
$276,965,093
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| Advisor's Number of Clients: |
110
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| Firm's Number of Clients: |
120
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
| Minimum Portfolio Size for New Managed Accounts: |
$500,000
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Frequently Asked Questions |
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| Q. |
Do you have a customer satisfaction or refund policy? |
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Fees are paid in advance for the quarter. Contracts can be terminated at any time with written notice, and no further fees will be charged. If the contract is terminated before the end of the billing period, Scholtz & Company, LLC will refund unearned fees. This will be determined using the days left in the quarter divided by total days in the quarter to calculate portion of fees to be refunded. |
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| Q. |
How are you compensated? How will I pay for your services? |
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What services do you offer? |
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We create personalization for our clients through a customized portfolio, responsive customer service, and individual attention. Our long-term performance is achieved by our in-house research team, multi-step security selection process, and seasoned portfolio managers. We protect client assets through conservative investment principles, effective sell discipline, and our clients' risk tolerances. |
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What services do you provide? What are your specialties? |
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The services we provide include customized account portfolio management, direct contact with an experienced Portfolio Manager, review of existing investments and appropriate investment strategy, detailed portfolio analytics, and a liasion to custodians handling all back-office work and questions via one point of contact at Scholtz & Company. We also provide informal financial planning services. |
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What is your experience? How many clients do you currently manage? |
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Peter Scholtz has over 30 years of professional investment experience. He graduated with a Bachelor of Science in Economics from Ohio Wesleyan University in 1974 and received his MBA in Finance from Columbia University in 1979. Peter currently manages 110 clients. |
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What financial institution(s) do you represent? |
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