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About Providence Financial Advisors, LLC |
To help clients meet their financial goals through high quality, professional investment services. This can only be accomplished by working with the client to determine their risk profile and goals and then implementing an investment strategy within that framework.
Providence Financial Advisors is a Registered Investment Advisor and only receives fees from clients. This allows us complete freedom in implementing the investment portfolio for our clients.
Providence utilizes time tested investment disciplines to build portfolios and believes it is important to take a long term approach to investing. |
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General Information |
| Years of Experience in Financial Services: |
35
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| States Licensed in: |
KS, MO
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| Name of Custodial Firm: |
Schwab
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| Number of Years with Current Firm: |
17
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| Work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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| States Willing to do Business in: |
Basehor,Belton,Blue Springs,Bonner Springs,Bucyrus,Clearview City,Cleveland,De Soto,Drexel,Edgerton,Eudora,Freeman,Gardner,Grandview,Greenwood,Harrisonville,Independence,Kansas City,Leawood,Lees Summit,Lenexa,Linwood,Louisburg,Mission,Olathe,Overland Park,Paola,Peculiar,Prairie Village,Raymore,Riverside,Shawnee,Spring Hill,Stilwell
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| Advisory Services Provided: |
Financial Planning for Individuals, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Investment Advice & Management
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Education |
| Academic Background |
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| BA, Business Administration and Religious Studies - Southwest Baptist University (1982) |
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI), Real Estate
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home, Video Conference
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CFA®
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| Securities Licenses: |
Series 65
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| Financial Organization Memberships: |
CFA Institute
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| Non-Financial Organization Memberships: |
Kansas & Western Missouri Salvation Army Advisory
Board
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Firm Information |
| Assets Managed by Firm: |
90000000+
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| Assets Managed by Advisor: |
78000000+
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| Advisor's Number of Clients: |
95
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| Firm's Number of Clients: |
90
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| Advisor's Number of Planning Clients: |
<10
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| Advisor's Number of Managed Clients: |
95
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| Firm's Number of Managed Clients: |
90
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
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| Fee % Based on Assets: |
1%
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| Additional Details on Charges: |
Assets under management start at 1% and taper down based on overall asset level.
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| Compensation Methods: |
Based on Assets, Hourly, Flat Fee
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Minimum Fee Charged for Managed Accounts: |
N/A
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| Minimum Fee Charged for Hourly Planning Accounts: |
$500
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| Minimum Fee Charged for Flat Fee Accounts: |
N/A
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