| Advisor Profile |
 |
| Name: |
Fulcrum Wealth Advisors, LLC |
|
|
 |
Disclosure Link:
https://www.cetera.com/cetera-advisor-networks/clients#disclosures" target="_blank">WiserAdvisor provides referr...
|
| Request More Information |
|
|
| Disclaimer |
| Investment advisor representative of, and securities and investment advisory services offered through Cetera Advisors Networks LLC, member FINRA/SIPC, a broker-dealer, an investment advisor. Cetera is under separate ownership from any other named entity. Investment advisory services are also offered through Fulcrum Wealth Advisors, LLC. Fulcrum
Wealth Advisors LLC is a registered investment advisor in the State of Washington. |
|
|
|
|
|
About Fulcrum Wealth Advisors, LLC |
Fulcrum Wealth Advisors was founded on integrity and trust, in order to meet the needs of sophisticated individuals, families, business owners and organizations who seek more from their financial advisor than what conventional financial services firms offer.
We began this business in 2013 as a commitment to protect our clients from unnecessary fees, costs, and conflicts of interest, which are the mainstay of traditional "Big-Box" financial institutions.
Fulcrum Wealth Advisors is owned by the partners and has no outside shareholders or corporate parent. Thus, we strive to be free from the conflicts of interest that arise when a traditional firm needs to service the interests of its shareholders ahead of the interests of its clients.
Our combined 121+ years of experience within such enterprises compelled us to offer a different kind of experience, one that puts people before profits and planning before product. |
|
| |
|
|
General Information |
| Years of Experience in Financial Services: |
30
|
|
|
|
|
|
| States Licensed in: |
AZ, CA, MD, NV, NC, SC, OR, VA and WA.
|
|
| Name of Custodial Firm: |
TD AMERITRADE & PERSHING
|
|
| Number of Years with Current Firm: |
10
|
|
| Work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
|
|
| States Willing to do Business in: |
GLOBAL
|
|
| Advisory Services Provided: |
Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, 401K Rollovers, Retirement Planning, Portfolio Management, Estate Planning & Trusts, Financial Advice & Consulting, Insurance Planning, Annuities
|
|
| |
|
|
|
Services |
| Investment Types: |
Mutual Funds, FOREX & Currency, Options & Futures, Bonds, Stocks, Annuities, Insurance, Commodities, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
|
|
| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home, Our Offices, Video Conference
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
AIF®, CFP®
|
|
| Securities Licenses: |
Series 7, Series 31, Series 63, Series 65
|
|
| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Disability
|
|
| |
|
Firm Information |
| Assets Managed by Firm: |
NTK
|
|
| Firm's Number of Clients: |
120+
|
|
| Firm's Number of Planning Clients: |
120+
|
|
| Firm's Number of Managed Clients: |
120+
|
|
| |
|
Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
|
|
| Compliance Disclosures in Last 5 years: |
Have a clean record
|
|
| Registered Investment Advisor: |
Yes
|
|
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| Acknowledged fiduciary: |
Yes
|
|
| |
|
Compensation and Fees |
|
|
| Fee % Based on Assets: |
1.25
|
|
| Compensation Methods: |
Based on Assets, Hourly, Flat Fee
|
|
| Minimum Portfolio Size for New Managed Accounts: |
$250,000
|
|
|
|
| |
|
| |
| |
|
|
