| Advisor Profile |
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| Name: |
Keith Dorson |
| Phone Number: |
(480) 420-6813 |
| Website: |
Visit Website
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ADV Form II Link:
Yes
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Business Description |
| Value based financial road maps. Financial plans that work the first time. Complete Estate, Tax, Investment and Risk Management Planning. Fee based. We help you reach your dreams and goals. |
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General Information |
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| Name of Broker/Dealer: |
SagePoint Financial, Inc
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| Name of Custodial Firm: |
Pershing
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| States Willing to do Business in: |
All
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| Years of Experience in Financial Services: |
18
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| Number of Years with Current Firm: |
16
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| Work Experience: |
McDonnell Douglas for 10 years
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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MBA - University of Phoenix
Bachelors of Science degree - California State Polytechnic University |
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Services |
| Investment Types: |
Stocks, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Mutual Funds, Insurance, Annuities, Bonds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Certified Retirement Financial Advisor (CRFA)
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| Securities Licenses: |
Series 7, Series 63, Series 24, Series 65
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Health, HMO, Life
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
271
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| Firm's Number of Planning Clients: |
271
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| Firm's Number of Managed Clients: |
255
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| Assets Managed by Firm: |
$50 Million
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| Advisor's Number of Clients: |
175
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| Advisor's Number of Managed Clients: |
155
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| Advisor's Number of Planning Clients: |
155
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| Assets Managed by Advisor: |
$33 Million
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Hourly, Flat Fee, Commissions
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| Fee % Based on Assets: |
1.4%
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| Prepared By: |
Keith Dorson |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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You bet! We are 100% service based business...we want you happy at all times. |
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What are your qualifications? What is your education background? |
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Currently teach CFP students at a major university. |
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What is your approach to financial planning? |
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Value based. We listen to you and then custom design a custom financial plan that includes: Estate, Tax, Risk Management and Investment Planning. |
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What services do you offer? |
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Comprehensive Wealth Management. Everything to ensure that you and your family create and maintain a lifetime of income. |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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Fee based. Hourly or percentage of assets under our management. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Do you offer any guaranteed results? |
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On my work - yes. All investment results - no. But, you will always have clear expectations. |
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How much risk should I be willing to take? |
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This will change each quarter based on your cash flow needs and ability to sleep well at night. |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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Tax Planning and reduction strategies. Complete estate planning. Comprensive wealth management. Risk-Management Analysis. Investment and Portfolio managment. |
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What is your experience? How many clients do you currently manage? |
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A decade in corporate america and another ten years in private practice. 322. |
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What financial institution(s) do you represent? |
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How do you charge for your services? |
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A fee bases. Only get paid for actual work done. |
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Do you provide a free initial consultation? |
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First hour is at no cost. You get the opportunity to interview me and see I can provide the level of expertise and service you require. |
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Why should I choose you as my financial advisor? |
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Willingness to treat you and your family like mine, in each and every decision. The golden rule is alive and well. |
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