| Advisor Profile |
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| Name: |
Norris L. Brodsky CFP,PFS |
| Phone Number: |
(410) 941-2228 |
| Website: |
Visit Website
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Business Description |
I concentrate on working with successful people who:
- Enjoy open, honest and genuine personal relationships
- Are committed to implementing a written financial strategy in order to pursue important goals in life
- Want the freedom and simplicity of having all their financial assets under the watchful eye of one trusted Financial Advisor
- Are true financial "delegators" who seek, respect and follow professional advice
- Take action based on disciplined financial planning objectives instead of reacting to changing world events and outside opinions
- Are comfortable with a fee structure based on investment assets in excess of $250,000 under management with our selected team of institutional portfolio managers and investment firms |
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General Information |
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| Insurance License#: |
RPI 105107
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| Name of Broker/Dealer: |
Morgan Stanley Smith Barney
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| States Licensed in: |
MD,VA,DC,PA,NJ,NY,WY,FL,GA,DC
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| States Willing to do Business in: |
MD,VA,DC,PA,NJ,NY,WY,FL,GA,DC
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| Years of Experience in Financial Services: |
13
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| Number of Years with Current Firm: |
10
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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MBA-Finance & Investments:The George Washington University
B.S. Business Administration-Accounting: University of Richmond |
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Services |
| Investment Types: |
Mutual Funds, Insurance, Annuities, Options & Futures, Stocks, Bonds, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Personal Financial Specialist (PFS)
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| Securities Licenses: |
Series 7
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| Insurance and Annuity Licenses: |
Long Term Care, Variable Annuity, Variable Life, Life, Annuity, Disability
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| Financial Organization Memberships: |
American Institute of Certified Public Accountants (AICPA)
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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| Compensation Methods: |
Commissions, Based on Assets
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| Prepared By: |
Norris L. Brodsky CFP,PFS |
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