Business Description

At SJI Financial Services, we want you to make the educated choice when it comes to your financial planning. Whether it is saving for retirement, sending your children through school, or advice with wise money management, SJI would love to help. Our experienced and knowledgeable staff has been helping Arizona residents with meeting their financial goals for over 20 years. We have offices across the state, and specialize in retirement planning for those in the educational sector. However, we have clients from all walks of life and are enthusiastic about helping you reach your financial goals.

General Information

Gender:

Male

CRD#:

1622349

States Licensed in:

AL
AR
AZ
CA
CT
FL
ID
IL
IN
MT
NM
NY
OH
OR
PA
TX
UT
VA
WA

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors

Services

Investment Types:

Stocks, Annuities, Insurance, Mutual Funds, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified Employee Benefits Specialist(CEBS)

Securities Licenses:

51, Series 63, Series 6, Series 7, Series 24, Series 65

Insurance and Annuity Licenses:

Life, Health, Disability

Financial Organization Memberships:

National Tax Sheltered Accounts Association

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

$25,000

Compensation Methods:

Based on Assets

Prepared By:

James Bishopp