Business Description

Hantz GroupSM is a full-service financial holding company started in January 1998.

We pride ourselves on the excellence of services we provide to our clients through our integrated approach. Employees of our different subsidiaries work together in teams to help our clients form integrated strategies to help them achieve their goals, thus enabling true financial independence.

We show our best efforts when solving our client’s problems (and ours) by creating solutions and opportunities that did not exist yesterday. We understand and believe that we can change our environment to succeed.

Hantz Financial Services, Inc., is dually registered with FINRA as a broker/dealer and investment advisor. Our operating philosophy states: We believe that having access to a variety of services, products and providers presents us with an opportunity to offer our clients with what we consider to be the “Best of Breed”, at any given time, as we are not a product manufacturer and we do not sell our own proprietary products.

General Information

Gender:

Male

CRD#:

5409636

Firm CRD#:

46047

Insurance License#:

0456853

Name of Broker/Dealer:

Hantz Financial Services, Inc.

States Licensed in:

MI, WI, IL, MO, CA, FL

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Investment Clubs, Individual Investors, Non-Profit Organizations

Education

Academic Background

B.B.A. in Finance, Western Michigan University, 2007

Services

Investment Types:

Insurance, Mutual Funds, Mortgages & Real Estate, Annuities, Bonds, Stocks

Qualifications & Memberships

Securities Licenses:

Series 7, Series 63

Insurance and Annuity Licenses:

Variable Life, Variable Annuity, Disability, Long Term Care, Life, Health, Annuity, Accident, Casualty, Property

Non-Financial Organization Memberships:

Elks Lodge of Marquette, MI #405

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

No Minimum

Compensation Methods:

Flat Fee, Commissions

Flat Fee Rate:

Variable

Additional Details on Charges:

Planning fee varies, depending on the level of service required.

Minimum Fee Charged for Flat Fee Accounts:

$360

Prepared By:

Nick Sundstrom