Business Description

A unique and collaborative approach to financial planning: Dream > Plan > Track
Define your DREAM. Before discussing numbers I can help you determine where you'd like to go, what you'd like to do and where you'd like to be in the years to come.
Develop you PLAN. I provde a tailored financial plan based on a clear understanding of your needs situation and goals. This includes retirement income, wealth preservation and investment management strategies.
TRACK your progress. You needs and goals evolve over time. Through our ongoing relationship, we'll revisit your plan and make adjustments to your strategies and tactics, helping you to stay on track.

General Information

Gender:

Female

CRD#:

2200377

Name of Broker/Dealer:

Amerprise Financial

States Licensed in:

WA,MN,CA,CO,WI,AZ,CN,IL,HI

States Willing to do Business in:

WA,CA,HI,AZ

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Education

Academic Background

B.S. - University of Pennsylvania, B.S.
MBA - Wharton School of Business, University of Pennsylvania

Services

Investment Types:

Stocks, Bonds, Annuities, Insurance, Commodities, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 63, Series 7, Series 65, Series 66

Insurance and Annuity Licenses:

Disability, Variable Annuity, Long Term Care, Variable Life, Annuity, Life

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

Firm's Number of Clients:

489

Firm's Number of Managed Clients:

789

Assets Managed by Firm:

$72,000,000

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Based on Assets, Flat Fee

Prepared By:

Susan McClure