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About Integrity-West / Financial Strategies and Insurance Services |
| Integrity-West / Financial Strategies and Insurance Services, is a Professional Financial Services company located in the San Fernando Valley, Los Angeles, CA. As our name indicates, Your Best Interest and reputiable, responsible and accountable service is the foundation of our company. |
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General Information |
| Years of Experience in Financial Services: |
30
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| Work Experience: |
Retired Naval Commander/Aviator
See Biography - Above
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| States Licensed in: |
CA, NV, MI, VA
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| Number of Years with Current Firm: |
20
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| Insurance License#: |
CA 0830030
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| Work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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| Name of Broker/Dealer: |
H. Beck, Inc.
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| States Willing to do Business in: |
Los Angeles, LA County, San Fernando Valley, Ventura County, Orange County
OR All of California
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| Advisory Services Provided: |
Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting
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Education |
| Academic Background |
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| Masters degree - Pepperdine University
Bachelor of Science degree - Michigan State University |
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Annuities, Insurance, Commodities, Mortgages & Real Estate, Alternative Investments, Socially Responsible Investments (SRI)
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home, Video Conference
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Certified Senior Advisor (CSA)®
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| Securities Licenses: |
Series 6, Series 7, Series 63
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, HMO, Life, Health, Annuity, Casualty, Property, Disability
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| Financial Organization Memberships: |
Society for Financial Awareness
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Firm Information |
| Assets Managed by Firm: |
$15,000,000
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| Assets Managed by Advisor: |
$10,000,000 (+)
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| Advisor's Number of Clients: |
120
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| Firm's Number of Clients: |
300
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| Advisor's Number of Planning Clients: |
40
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| Advisor's Number of Managed Clients: |
35
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| Firm's Number of Planning Clients: |
120
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| Firm's Number of Managed Clients: |
40
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Compliance |
| Criminal Disclosures in Last 5 years: |
I have a clean record
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Registered Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
| Compensation Methods: |
Commissions
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| Minimum Portfolio Size for New Managed Accounts: |
$25,000
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| Fee Structure: |
Commissions Only
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