| Advisor Profile |
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| Name: |
Ray Lent |
| Phone Number: |
(415) 233-6036 |
| Website: |
Visit Website
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Business Description |
| While many highly successful and intelligent people dream about having financial freedom and security, they fail to ever complete a comprehensive financial plan that would turn these dreams into the reality they deserve. Typically, their planning is done piecemeal, getting advice from an attorney for a will or trust, an accountant for business or tax matters, an insurance agent for their insurance needs and a stockbroker for their investments. What they often need are the services of a Registered Investment Advisor (RIA), an independent professional advisor who is free of any product or industry bias, to integrate their overall financial retirement and estate plans to satisfy their needs and desires. |
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General Information |
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| Insurance License#: |
CA-477423
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| Name of Broker/Dealer: |
MCCLURG CAPITAL CORPORATION
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| States Licensed in: |
AZ, CA, CO, FL, HI, KY, MD, NV, NM, OR, TX, UT, VA, WA
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| States Willing to do Business in: |
CA
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| Years of Experience in Financial Services: |
30
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| Number of Years with Current Firm: |
12
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| I work with the following types of clients: |
Businesses, Individual Investors
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Services |
| Investment Types: |
Insurance, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Mutual Funds, Commodities, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, RIA, Chartered Life Underwriter (CLU®), Chartered Financial Consultant (ChFC®)
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| Securities Licenses: |
Series 7, Series 63
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| Insurance and Annuity Licenses: |
Disability, Annuity, Variable Annuity, Long Term Care, Variable Life, Health, Life
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| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA), Million Dollar Roundtable
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| Non-Financial Organization Memberships: |
San Francisco Yacht Club
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
250
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| Assets Managed by Firm: |
$100,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Flat Fee, Commissions
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| Fee % Based on Assets: |
Varies
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| Prepared By: |
Ray Lent |
Frequently Asked Questions |
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