| Advisor Profile |
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| Name: |
Paul Porter |
| Phone Number: |
(954) 416-2515 |
| Website: |
Visit Website
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| Disclaimer |
| The LPL Financial register representive assocated with this site may only discuss and/or transact securities business with residents of the following states : Florida .
Securities and Financial Planning offered through LPL Financial Member FINRA/SIPC |
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Business Description |
My objective as a financial advisor is to understand your financial goals and objectives. With this knowledge I match the best financial products available to custom fit your financial needs at the most cost effective price.
I have been in the financial services industry for over twenty-five years and have built my practice on:client service, integrity, and long term investment guidance. I specialize in the following:
Retirement Plans - IRA's/Roth/Sep's/401k Rollovers
Financial Planning - Estate/Education/Retirement
Tax Sheltering - Tax Free Income / Charitable Remainder Trusts / 412i Plans
Cost Effective Investments - Money Managers / wrap Accounts / Annuities |
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General Information |
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| Insurance License#: |
A209870
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| Name of Broker/Dealer: |
LPL Financial
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| Name of Custodial Firm: |
LPL Financial
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| States Licensed in: |
Fl.,De.,Pa.,N.Y., N.J.,MA.Tx.,Co.
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| States Willing to do Business in: |
All states
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| Years of Experience in Financial Services: |
25
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| Number of Years with Current Firm: |
2
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| Work Experience: |
Raymond James Financial
Bank of America
Merrill Lynch
Citibank
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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BA / U. of Delaware
Masters / Stonier School of Banking |
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Mortgages & Real Estate, Stocks, Mutual Funds, Insurance, Annuities, Bonds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 63, Series 65, Series 7, Series 24
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| Insurance and Annuity Licenses: |
Health, Accident, Long Term Care, Variable Annuity, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Firm's Number of Clients: |
270
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| Firm's Number of Planning Clients: |
200
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| Firm's Number of Managed Clients: |
20
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| Assets Managed by Firm: |
$25,000,000
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| Advisor's Number of Clients: |
62
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| Advisor's Number of Managed Clients: |
12
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| Advisor's Number of Planning Clients: |
50
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| Assets Managed by Advisor: |
$14,000,000
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$25,000
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee
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| Prepared By: |
Paul Porter |
Frequently Asked Questions |
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| Q. |
Do you have a customer satisfaction or refund policy? |
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What are your qualifications? What is your education background? |
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BA - U. of Delaware
Masters Stonier/ABA |
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What is your approach to financial planning? |
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Understanding the clients needs and objectives |
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What services do you offer? |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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Depends on your time horizon and risk tolerance |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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Financial Planing/ Retirement - Estate - Education |
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What is your experience? How many clients do you currently manage? |
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What financial institution(s) do you represent? |
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How do you charge for your services? |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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Service/Integrity/Experience |
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What are your management fees? |
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What kind of plans do you specialize in? |
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401k, Sep , Simple , Roth , IRA |
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Do you have a minimum requirement for number of employees or total investment value? |
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What type of plans do you offer? |
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401k, Sep , Simple, Roth , IRA |
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Do you offer any additional services? |
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| Q. |
What are your qualifications? |
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25+ years of experience in the Financial Sevices Industry |
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| Q. |
What is your approach to 401 K plan rollovers? |
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Understanding the client's needs and objectives |
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| Q. |
How long does the process of rolling over a 401K plan usually take? |
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What financial institutions do you represent? |
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Through my firm LPL Financial, we offer every major financial firm and product. |
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| Q. |
How many years of experience do you have? |
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What are your fees for this service? |
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How many 401K rollover clients do you currently manage? |
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Why should I roll over my 401K plan to your firm? |
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Better choices to fit your individual needs |
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Do you provide a free initial consultation? |
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