| Advisor Profile |
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| Name: |
David Hammer, CFP®, ChFC |
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| Disclaimer |
| We shape financial solutions for a lifetime®
H&R Block Financial Advisors, Inc. has become Ameriprise Advisor
Services, Inc., an Ameriprise Financial company, and is no longer
affiliated with H&R Block, Inc. or any of its affiliates. Investment
services and securities products offered through Ameriprise Advisor
Services, Inc., Member NYSE/FINRA/SIPC.
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You may not forward, print, copy, distribute, or use the information in
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Business Description |
Unlike most in the financial services industry, I work with people from all walks of life-from the person who doesn't have any money to invest but just wants honest advice for a reasonable fee to the millionaire looking for estate planning help.
I take the time to listen and assess my clients’ needs, risk tolerance and objectives. I know that each client has unique circumstances which require custom solutions to fit their specific needs.
My mission is to help my clients establish a retirement plan and investment strategy that helps them achieve the highest standard of living possible within their means.
I offer fee-based financial planning, investment services, and insurance products as needed to help my clients fulfill their needs |
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General Information |
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| Insurance License#: |
20043703
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| Name of Broker/Dealer: |
Ameriprise
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| States Licensed in: |
MN, WI, CA, FL, KY
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| Years of Experience in Financial Services: |
14
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| Number of Years with Current Firm: |
2
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| Work Experience: |
I have experience as a Property & Casualty, and Life & Health Insurance Agent from 1995-2000
I began working as a financial advisor in 1997 and became a Certified Financial Planner practitioner in 2000 while still with Farmers Insurance Group.
In 2002 I joined UBS and in 2007 joined H&R Block Financial Advisors (bought by Ameriprise fall of 2008)
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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BA, Cornell University, 1985
MPA, Princeton University, 1987 |
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Mutual Funds, Commodities, Insurance, Annuities, Stocks, Bonds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Consultant (ChFC®)
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| Securities Licenses: |
Series 7, Series 31, Series 66
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| Insurance and Annuity Licenses: |
Health, Annuity, Life, Variable Life, Long Term Care, Variable Annuity, Disability
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
1000s
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| Firm's Number of Planning Clients: |
1000s
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| Firm's Number of Managed Clients: |
1000s
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| Assets Managed by Firm: |
$Billions
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| Advisor's Number of Clients: |
35
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| Advisor's Number of Managed Clients: |
30
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| Advisor's Number of Planning Clients: |
30
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| Assets Managed by Advisor: |
$10,000,000+
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Flat Fee, Commissions, Based on Assets
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| Minimum Fee Charged for Managed Accounts: |
$500
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| Minimum Fee Charged for Flat Fee Accounts: |
$500
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| Prepared By: |
David Hammer, CFP®, ChFC |
Frequently Asked Questions |
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