| Advisor Profile |
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| Name: |
Anthony Pio Costa IV |
| Phone Number: |
(973) 559-6135 |
| Website: |
Visit Website
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Disclosure Link:
http://www.ameripriseadvisor...
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| Request More Information |
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| Disclaimer |
| Ameriprise Financial Services, Inc. offers financial advisory services, investments, insurance and annuity products. RiverSource® products are offered by affiliates of Ameriprise Financial Services, Inc., Member FINRA and SIPC. |
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Business Description |
| Our unique and collaborative Dream> Plan> Track> ® approach to financial planning starts with your dreams, not just the numbers. When we work together my first focus will be to learn more about your financial, personal and professional aspirations. I will take this information and leverage my financial management experience to present you with a customized plan. Building and then managing a financial plan is an ongoing, collaborative experience and I believe in regularly checking in with my clients to ensure we’re tracking progress against your plan and making adjustments if necessary. |
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General Information |
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| Insurance License#: |
NJ-0096039
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| Name of Broker/Dealer: |
Ameriprise Financial Services, Inc
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| States Licensed in: |
I am licensed and registered to conduct business in NJ. Based on licenses and registrations I hold, I may also conduct certain business in CA, CT, FL, MD, NC, NY, PA, VA
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| Years of Experience in Financial Services: |
10
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| Number of Years with Current Firm: |
2
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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Services |
| Investment Types: |
Annuities, Insurance, Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Retirement Planning Counselor (CRPC®)
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| Securities Licenses: |
Series 24, Series 4, Series 7, Series 66
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| Insurance and Annuity Licenses: |
Annuity, Variable Annuity, Variable Life, Long Term Care, Disability, Health, Life
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| Financial Organization Memberships: |
Paladin Registry
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee
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| Prepared By: |
Anthony Pio Costa IV |
Frequently Asked Questions |
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