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Business Description |
| As an independent advisor, I create unbiased customized investment strategies to help build, manage, and protect my client's wealth. For more detailed information regarding specific products and services please visit our web-site. Securities and advisory services offered through Linsco/Private Ledger Member FINRA/SIPC |
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General Information |
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| Name of Broker/Dealer: |
LPL Financial
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| States Licensed in: |
AZ, CA, CO, FL, IA, IN, MD, MN, NE, OH, OR, TX, WA, WI, WY
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| Years of Experience in Financial Services: |
10
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| Number of Years with Current Firm: |
8
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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| Bachelor of Science Business Management minor Economics- Montana State University - Bozeman, MT |
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Services |
| Investment Types: |
Bonds, Stocks, Annuities, Insurance, Commodities, Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant
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| Securities Licenses: |
Life & Health, Series 7, Series 6, Series 24, Series 26, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Long Term Care, Variable Life, Variable Annuity, Annuity, Life
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| Financial Organization Memberships: |
Paladin Registry
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Commissions, Flat Fee, Hourly, Based on Assets
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| Prepared By: |
Nathan Running |
Frequently Asked Questions |
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