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About D. R. Hill Wealth Strategies, LLC |
| Technologies, political administrations and financial challenges will change, but like the
principles for successfully navigating a boat, the principles for managing your investment
portfolio remain constant - no matter what your craft! Maintaining your "sanity" in even normal
times is a challenge when it comes to your investments. Add some choice new tax laws, reshaping
the landscape in America's healthcare, continued struggles in the Middle East and upheaval in the
European Union and it can get downright frustrating. At the end of the day, though, a diversified
portfolio across the free world's capital markets have consistently provided a significant return
in excess of inflation. Government bonds the world over continue to be the best source of
stability for the fixed income allocation in a portfolio. Our goal is to help you focus on what
truly matters in order to achieve peace of mind about your investments and make you a confident
investor. Technology is great, but it's no substitute for good old, personal interaction. Don't
let the technology keep you from giving us a call or firing off an email to ask us a question, or
get more information about becoming one of our many confident clients. We look forward to seeing
how we can be a part of making your dreams come true and watching you become a confident
investor! |
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General Information |
| Years of Experience in Financial Services: |
21
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| Work Experience: |
21 years
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| States Licensed in: |
TN, VA
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| Name of Custodial Firm: |
Charles Schwab
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| Number of Years with Current Firm: |
11
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| Insurance License#: |
592692
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| Work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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| States Willing to do Business in: |
Antioch,Arrington,Brentwood,Chapel Hill,College Grove,Columbia,Eagleville,Fairview,Franklin,Hermitage,Kingston Springs,La Vergne,Madison,Mount Juliet,Murfreesboro,Nashville,Nolensville,Old Hickory,Pegram,Rockvale,Santa Fe,Smyrna,Spring Hill,Thompsons Station,Unionville
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| Advisory Services Provided: |
Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Estate Planning & Trusts, Financial Advice & Consulting, Insurance Planning, Annuities
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs)
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Video Conference
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Accredited Investment Fiduciary® (AIF)
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| Securities Licenses: |
Series 65
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Disability
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| Financial Organization Memberships: |
Paladin Registry, Independence Excellence Group
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Firm Information |
| Advisor's Number of Clients: |
200`
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| Firm's Number of Clients: |
200
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| Advisor's Number of Planning Clients: |
200
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| Advisor's Number of Managed Clients: |
200
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| Firm's Number of Planning Clients: |
200
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| Firm's Number of Managed Clients: |
200
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
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| Compensation Methods: |
Based on Assets, Hourly, Flat Fee, Commissions
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000.00
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Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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What are your qualifications? What is your education background? |
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We adhere to the Financial Planning Practice Standards (Practice Standards) established by the CFP Board. Establishing and defining the relationship with the client Gathering client data Analyzing and evaluating the client?s financial status Developing and presenting the financial planning recommendation(s) Implementing the financial planning recommendation(s) and Monitoring. |
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How are you compensated? How will I pay for your services? |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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We will be your primary advisors, but we do have a team of financial professionals, accountants and attorneys to assist in the planning process. |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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Client's may give us discretionary authority to trade on their accounts. |
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Do you offer any guaranteed results? |
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We are not legally able to give guarantees. |
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How much risk should I be willing to take? |
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We do a thorough evaluation and analysis of each client's situation before recommending an appropriate asset allocation for their portfolio. |
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Have you ever been charged with any breaches? |
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What is your approach to financial planning? |
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What services do you offer? |
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As a CFP® and AIF® we are legally required to act as a fiduciary to all our clients. This means that we must put our client's interests first. Most financial advisors are registered represtatives. This means that in some situations, the advisor is not legally required to act as a fiduciary for you. |
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Why should I choose you as my financial advisor? |
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Dan is entering his 21st year in the financial service industry. He is a 1978 graduate of William & Mary. He holds the designation of Certified Financial Planner" professional. Dan has been awarded the Accredited Investment Fiduciary®(AIF®) designation from Fiduciary360 (fi360). The AIF® designation signifies knowledge of fiduciary responsibility and the ability to implement policies and procedures that meet a defined standard of care.
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| Q. |
How do you charge for your services? |
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Investment Planning, Retirement Planning, Insurance Planning, Estate Planning, Income Planning, IRA and 401K Rollovers and Asset Protection |
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What services do you provide? What are your specialties? |
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Investment Planning, Retirement Planning, Insurance Planning, Estate Planning, Income Planning, IRA and 401K Rollovers and Asset Protection |
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What is your experience? How many clients do you currently manage? |
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21 years and 200 families |
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What financial institution(s) do you represent? |
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Hill Wealth Strategies is an independent RIA Firm. |
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What are your management fees? |
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What kind of plans do you specialize in? |
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Profit Sharing, 401(k), SEPs and Simple IRAs. |
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Do you have a minimum requirement for number of employees or total investment value? |
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What type of plans do you offer? |
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Profit Sharing, 401(k), SEPs and Simple IRAs. |
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Do you offer any additional services? |
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Comprehensive planning for individuals and families. |
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What are your qualifications? |
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Certified Financial Planner professional" |
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What is your approach to 401 K plan rollovers? |
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We do a thorough evaluation and analysis of each client's situation before recommending an appropriate asset allocation for their portfolio. |
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How long does the process of rolling over a 401K plan usually take? |
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What financial institutions do you represent? |
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We are independent and can represent any financial institution we think is the best fit for our clients. |
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| Q. |
How many years of experience do you have? |
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What are your fees for this service? |
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How many 401K rollover clients do you currently manage? |
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Why should I roll over my 401K plan to your firm? |
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As a CFP® and AIF® we are legally required to act as a fiduciary to all our clients. This means that we must put our client's interests first. Most financial advisors are registered represtatives. This means that in some situations, the advisor is not legally required to act as a fiduciary for you. |
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