Business Description

Choosing a financial partner involves more than money. The decisions made WILL have an impact on your future and it is critical that there is a bond of trust. We work everyday to earn the trust of the clients we advise. We are independent and unbiased. This allows us to find solutions that honestly fit with your goals rather than forcing you into products for the sake of earning commissions. Put your trust in us and you'll discover that there really is a difference when it comes to investing for your future.

One way we differentiate ourselves is by being genuinely accessible. Managing your money requires communication which is why we don't make the sale and move on. We meet with you regularly to review your goals so you can be comfortable with your investment activity. Plus, when you call our office we'll actually answer the phone.

General Information

Gender:

Male

CRD#:

2586876

Insurance License#:

2577200

Name of Broker/Dealer:

LPL Financial Corporation

Name of Custodial Firm:

PTC Trust Company

States Licensed in:

IN, MI, OH, NC, FL, TX, CA, AZ, TN

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Non-Profit Organizations, Individual Investors, Businesses

Education

Academic Background

Bachelors in Accounting - The Ohio State University

Services

Investment Types:

Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Commodities, Insurance, Annuities, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Life Underwriter (CLU®)

Securities Licenses:

Series 7, Series 24, Series 63, Series 66

Insurance and Annuity Licenses:

Variable Life, Long Term Care, Variable Annuity, Life, Disability

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

400

Firm's Number of Planning Clients:

Firm's Number of Managed Clients:

200

Assets Managed by Firm:

$40,000,000

Advisor's Number of Clients:

150

Advisor's Number of Managed Clients:

100

Advisor's Number of Planning Clients:

Assets Managed by Advisor:

$30,000,000

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$50,000

Compensation Methods:

Flat Fee, Commissions, Hourly, Based on Assets

Fee % Based on Assets:

60%

Hourly Rate:

$150

Flat Fee Rate:

$500

Additional Details on Charges:

Flat fees vary depending on the complexity of the financial plan.

Minimum Fee Charged for Managed Accounts:

$750

Minimum Fee Charged for Hourly Planning Accounts:

$300

Minimum Fee Charged for Flat Fee Accounts: