| Advisor Profile |
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Disclosure Link:
WiserAdvisor provides referr...
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| Disclaimer |
| Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC. |
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About Rampersaud Wealth Management |
| Please visit my website for a complete description of my practice. |
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General Information |
| Years of Experience in Financial Services: |
23
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| Work Experience: |
TDWaterhouse, Ameriprise, CIR Inc., Investacorp Inc/SAI, LPL Financial
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| States Licensed in: |
FL,GA,CT,AZ,SC,CA,OH, MA
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| Name of Custodial Firm: |
LPL Financial
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| Number of Years with Current Firm: |
1
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| Insurance License#: |
E023349
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| Work with the following types of clients: |
Businesses, Individual Investors
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| Name of Broker/Dealer: |
LPL Financial
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| States Willing to do Business in: |
Orlando metro
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| Advisory Services Provided: |
Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting
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Education |
| Academic Background |
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| Queens College City of New York
College for Financial Planning |
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Services |
| Investment Types: |
Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CRPC®, Chartered Retirement Planning Counselor (CRPC®)
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| Securities Licenses: |
Series 7, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
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| Financial Organization Memberships: |
FSI
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Firm Information |
| Assets Managed by Firm: |
50,000,000
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| Assets Managed by Advisor: |
$50,000,000
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| Advisor's Number of Clients: |
250
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| Firm's Number of Clients: |
250
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| Advisor's Number of Planning Clients: |
100
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| Advisor's Number of Managed Clients: |
100
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| Firm's Number of Planning Clients: |
100
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| Firm's Number of Managed Clients: |
100
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Compliance |
| Criminal Disclosures in Last 5 years: |
I have a clean record
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
| Fee % Based on Assets: |
1-1.5
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| Compensation Methods: |
Based on Assets, Flat Fee, Commissions
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Minimum Fee Charged for Managed Accounts: |
1%
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| Minimum Fee Charged for Hourly Planning Accounts: |
n/a
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Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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Listen to clients then determine the best course of action for their goals. |
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How are you compensated? How will I pay for your services? |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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It's up to your goal and timeframe. |
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Have you ever been charged with any breaches? |
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What is your approach to financial planning? |
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What services do you offer? |
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Trustworthy and I listen to my clients needs. I walk down the path with you. |
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Why should I choose you as my financial advisor? |
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Series 7, 63, 65 and CRPC designation. |
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How do you charge for your services? |
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Asset management, portfolio monitoring, investment selection, account opening, insurance services and retirement planning. |
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What services do you provide? What are your specialties? |
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Asset management, portfolio monitoring, investment selection, account opening, insurance services and retirement planning. |
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What is your experience? How many clients do you currently manage? |
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16 years in the industry and 80 clients. |
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What financial institution(s) do you represent? |
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National Financial Services and Investacorp. |
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What are your qualifications? |
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Series 7, 63, 65 and CRPC designation. |
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| Q. |
What is your approach to 401 K plan rollovers? |
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Assisting you with the process form start to finish. |
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How long does the process of rolling over a 401K plan usually take? |
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What financial institutions do you represent? |
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National Financial Services and Investacorp. |
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How many years of experience do you have? |
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What are your fees for this service? |
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Depends on the size of your portfolio and complexity |
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How many 401K rollover clients do you currently manage? |
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Why should I roll over my 401K plan to your firm? |
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It will be under the umbrella of Fidelity Investments/National Financial Services |
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