| Advisor Profile |
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| Name: |
Vince DiLeva, MS, CFP® |
| Phone Number: |
(310) 598-7358 |
| Website: |
Visit Website
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Business Description |
Successful wealth management is the result of an ongoing collaboration between investor and advisor, built upon trust and maintained according to the highest standards of integrity and expertise. The mission of Signature Estate & Investment Advisors, LLC is to provide clients with a partnership that compliments and exceeds their long-term goals and objectives.
SEIA’s financial advisors concentrate in the strategic collaboration of the following areas:
• Investment Management
• Estate Planning
• Insurance Planning
• Income Tax Planning
• Retirement Planning
• Corporate Benefit Planning
The SEIA Investment Committee meets frequently to discuss the current economic landscape and its impact on not only individual investments but also entire portfolios. The varied backgrounds of the members of the Investment Committee assure that our clients benefit from the firm’s ongoing ability to observe, assess and respond to the conditions of a global economy.
The firm was recognized in Barron’s magazine as one of the top 100 Independent Financial Advisory firms in the nation in 2007 and 2008. In addition, Vince DiLeva was recognized as one of the nation’s Top Wealth Advisors in 2008 by Worth magazine.
SEIA partners with our clients to create an individually tailored wealth management strategy. We invite you to consult with us in consideration of your financial future. |
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General Information |
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| Insurance License#: |
0b84300
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| Name of Broker/Dealer: |
Sigantor Investors, Inc
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| Name of Custodial Firm: |
Charles Schwab & Fidelity
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| States Licensed in: |
CA, GA, TX, AZ, ID, OR, SC, FL, MO, NY, NJ, VA
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| States Willing to do Business in: |
CA, GA, TX, AZ, ID, OR, SC, FL, MO, NY, NJ, VA
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| Years of Experience in Financial Services: |
13
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| Number of Years with Current Firm: |
13
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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Education |
| Academic Background |
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| Bachelors in Business Administration- Finance and Marketing - Loyola Marymount University |
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Services |
| Investment Types: |
Insurance, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Mutual Funds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Mutual Fund Counselor (CMFC®), Masters in Financial Services (MSFS)
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| Securities Licenses: |
Series 63, Series 7, Series 6, Series 65
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| Insurance and Annuity Licenses: |
Annuity, Variable Life, Variable Annuity, Life, Long Term Care
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
1500
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| Firm's Number of Managed Clients: |
1500
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| Assets Managed by Firm: |
$1.4 Billion
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| Advisor's Number of Clients: |
180
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| Advisor's Number of Managed Clients: |
180
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| Assets Managed by Advisor: |
$175 million
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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| Compensation Methods: |
Flat Fee, Based on Assets
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| Fee % Based on Assets: |
.50% -1.5%
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| Minimum Fee Charged for Managed Accounts: |
$3,500
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| Prepared By: |
Vince DiLeva, MS, CFP® |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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I have a Bachelor's in Business Administration with an emphasis in Finance and Marketing from Loyola Marymount University and a Master of Science degree in Financial Planning. I am a Certified Financial Planner (TM) professional and a Chartered Mutual Fund Counselor. |
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What is your approach to financial planning? |
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Visit our website at www.seia.com to view our approach when it comes to financial planning |
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What services do you offer? |
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Investment Management, Retirement Planning, Comprehensive Financial Planning. |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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I have a team of dedicated financial professionals to assist me with daily administrative tasks, which allows me more time to service my clients. |
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How are you compensated? How will I pay for your services? |
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A management fee charged by as a percentage based on the value of the account at the end of each quarter |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Depending on your desired level of involvement, SEIA offers clients two options in regards to their investment portfolios: discretionary and non-discretionary. Discretionary account allow a client's advisor to place trades on behalf of the client, while non-discretionary accounts require the client's approval for every transaction. |
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How much risk should I be willing to take? |
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Every investor is different. It will depend on the goals and objectives of each individual investor. |
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Have you ever been charged with any breaches? |
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What carrier(s) do you represent? |
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Multiple Insurance Companies |
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What services do you provide? What are your specialties? |
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We offer Comprehensive Wealth Management services, primarily Investment Management and Retirement Planning |
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What is your experience? How many clients do you currently manage? |
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I have been with SEIA for 13 years and was promoted to Senior Partner in January of 2008. I have a Master of Science degree in Financial Services. I am also a Certified Financial Planner (TM) and a Chartered Mutual Fund Counselor. I currently manage 180 clients. |
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How do you charge for your services? |
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I charge a quarterly management fee that is either a percent of assets or a fixed, mutually-agreed upon fee. |
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Do you provide a free initial consultation? |
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