| Advisor Profile |
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| Name: |
Tim Bryan |
| Phone Number: |
(602) 910-6192 |
| Website: |
Visit Website
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Business Description |
| Wealth management can help you determine what's really important to you, then develop actionable strategies to help you realize your most cherished hopes and defend against the things that might undo them. I provide help in all the major areas of financial & retirement planning, insurance, education planning, estate planning, investing, stock options, 401k's and rollovers, mortgages and lending, income management, tax management, , divorce planning, long term care, annuities, and IRA's. I help clients in 15 different states and throughout Arizona. |
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General Information |
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| Insurance License#: |
112579
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| Name of Broker/Dealer: |
Ameriprise Financial Services, Inc.
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| States Licensed in: |
AZ, AK, MI, ND, NV, TX, WA, AL, CO, ID, IA, NC, NJ, NY, VT, AR, CA, FA, IL
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| Years of Experience in Financial Services: |
9
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| Number of Years with Current Firm: |
1
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| Work Experience: |
St. Luke's Medical
Donor Network of Arizona
Wachovia Securities
First Union Securities
Smith Barney
Ameriprise Financial
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| I work with the following types of clients: |
Non-Profit Organizations, Individual Investors, Investment Clubs, Businesses
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| Foreign Languages Serviced: |
Spanish
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Education |
| Academic Background |
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| Bachelor's Degree from Arizona State |
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Services |
| Investment Types: |
Stocks, Annuities, Insurance, Commodities, Mutual Funds, FOREX & Currency, Options & Futures, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Preferred Stocks, Bonds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Accredited Asset Management Specialist (AAMS®)
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| Securities Licenses: |
Series 65, Series 63, Series 7, Series 6
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| Insurance and Annuity Licenses: |
Variable Annuity, Life, Variable Life, Disability, Long Term Care, Annuity, Property
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| Financial Organization Memberships: |
National Association of Personal Financial Advisors (NAPFA), Financial Planning Association (FPA)
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| Non-Financial Organization Memberships: |
Disabled American Veterans
Save The Family
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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| Firm's Number of Clients: |
1,000,000
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| Firm's Number of Planning Clients: |
1,000,000
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| Firm's Number of Managed Clients: |
500,000
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| Assets Managed by Firm: |
$5,000,000,000
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| Advisor's Number of Clients: |
150
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| Advisor's Number of Managed Clients: |
50
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| Advisor's Number of Planning Clients: |
150
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| Assets Managed by Advisor: |
$35,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$25,000
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| Compensation Methods: |
Flat Fee, Commissions, Based on Assets
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| Fee % Based on Assets: |
1.00
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| Additional Details on Charges: |
Flexible fees and/or commissions. Can charge a flat fee for a financial plan as well.
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| Minimum Fee Charged for Managed Accounts: |
$250
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| Minimum Fee Charged for Flat Fee Accounts: |
$250
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| Prepared By: |
Tim Bryan |
Frequently Asked Questions |
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| Q. |
Do you have a customer satisfaction or refund policy? |
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We take customer satisfaction surveys frequently. |
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What are your qualifications? What is your education background? |
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I've been working as a Senior Financial Advisor for nine years and have all my required licensing and exams completed. I also have a Bachelor's degree from Arizona State. Finally, I perform extensive work and continuing education annually. |
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What is your approach to financial planning? |
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I take a life planning approach to my work. I like to sit down with clients and map out their life as they would like it to be and then come up with a plan to get them there while planning for the things that could derail their life plan. |
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What services do you offer? |
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I offer services in all types of financial planning covering the entire financial life of my clients. |
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How many clients do you currently manage? |
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I currently have 150 households I work with. |
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Will you be the only person working with me? |
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I have an assistant and a whole team of specialists at my disposal who specialize in different areas of the financial planning world. |
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| Q. |
How are you compensated? How will I pay for your services? |
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Depending on the client's preferences and needs I can work on a commission, flat-fee, or asset-based fee arrangement. |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Do you offer any guaranteed results? |
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We offer some guaranteed products. |
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How much risk should I be willing to take? |
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That depends on the client's profile. |
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Have you ever been charged with any breaches? |
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What carrier(s) do you represent? |
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Most highly rated carriers |
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Are there any pre-existing conditions that you can not cover? |
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How long does it take to complete the application and approval process? |
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Is there a maximum age that you can insure? |
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What services do you provide? What are your specialties? |
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I offer all types of services. I can help with just about any area that the client may need help with. |
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| Q. |
What is your experience? How many clients do you currently manage? |
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I've been working as a Senior Financial Advisor for nine years and currently have 150 families I work with. |
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What financial institution(s) do you represent? |
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How do you charge for your services? |
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I can offer services on a flat fee, commissions, or asset-based fees. |
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Do you provide a free initial consultation? |
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Yes, always free to sit down with me as many times as the potential client prefers. |
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Why should I choose you as my financial advisor? |
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Very service orientated, competent in all the areas of financial planning, and have the resources of a major firm available to clients. |
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What are your management fees? |
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Varies by the need and unique profile of each client. |
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What kind of plans do you specialize in? |
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All types including defined benefit plans. |
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Do you have a minimum requirement for number of employees or total investment value? |
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What type of plans do you offer? |
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Do you offer any additional services? |
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Retirement & financial planning, education planning, estate planning, insurance, annuities. |
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What are your qualifications? |
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Nine years experience working with retirement planning and financial planning. |
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What is your approach to 401 K plan rollovers? |
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Very diligent and process driven for my planning. Come up with a plan that the client feels is appropriate for them. |
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How long does the process of rolling over a 401K plan usually take? |
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Usually can be done in a week or two. |
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What financial institutions do you represent? |
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How many years of experience do you have? |
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Nine years working as a Senior Financial Advisor |
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What are your fees for this service? |
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No fee option for the financial and retirement planning until the prospective client is satisfied and then I can work on a commission and/or fee basis. |
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How many 401K rollover clients do you currently manage? |
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Why should I roll over my 401K plan to your firm? |
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Large firm resources with small firm service. Offering vast resources and deep expertise by our team of specialists in all areas of the financial world. |
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Do you provide a free initial consultation? |
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Yes, as many free meetings as the potential client needs. |
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