| Advisor Profile |
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| Disclaimer |
| Securities offered through LPL Financial.
Member SIPC, www.sipc.org.
Investment advice offered through Summit
Investment Advisory Services, a Registered
Investment Advisor. Summit Investment Advisory
Services and Summit Investment Advisors are
separate entities from LPL Financial. |
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About Summit Investment Advisors |
Summit Investment Advisors is a full service financial
consulting firm. Our financial consultants provide strategic
investment management and objective advice for individuals,
families and businesses. Summit provides the experience and
understanding required to navigate the complex investment,
retirement, and estate planning landscape. Through collaboration
and communication, we can help you develop a clear, personalized
strategy towards achieving your financial objectives. |
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General Information |
| Years of Experience in Financial Services: |
26
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| States Licensed in: |
AL, AZ, CA, CO, FL, GA, IA, IL, KS, MN, MT, ND, NE, NY, OH, OR, TN, TX, VA, WA, WI, WY
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| Name of Custodial Firm: |
LPL Financial
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| Number of Years with Current Firm: |
26
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| Work with the following types of clients: |
Individual Investors
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| Name of Broker/Dealer: |
LPL Financial
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| States Willing to do Business in: |
Minneapolis,Saint Paul
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| Advisory Services Provided: |
Tax Advice and Services, Financial Planning for Individuals, Retirement Planning
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments
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| Can meet clients in the following ways: |
Email, Phone, Our Office
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant
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| Securities Licenses: |
Series 7, Series 24, Series 63
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Annuity
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Firm Information |
| Firm's Number of Clients: |
1,000
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| Firm's Number of Planning Clients: |
500
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| Firm's Number of Managed Clients: |
350
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Compensation and Fees |
| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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Yes, if client is not satisfied with the fee based plan we will not charge. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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My office works as a team to provide the best client service possible. |
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What services do you offer? |
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As independent advisors, we focus solely on serving your needs and acting in your best interest at all times. This provides you with the confidence you seek to pursue financial independence on your terms. |
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How do you charge for your services? |
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Financial Planning, Retirement Planning, and Estate Preservation and Distribution |
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What services do you provide? What are your specialties? |
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Financial Planning, Retirement Planning, and Estate Preservation and Distribution |
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What is your approach to 401 K plan rollovers? |
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We go through the planning process to determine the appropriate risk and type of investments to use for the clients individual needs. |
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How many years of experience do you have? |
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