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About Financial Consultant at Charles Schwab |
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Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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If for any reason you're not happy with one of our participating investment advisory services, the Schwab Accountability Guarantee? means we'll refund your program fee from the previous quarter and work with you to make things right. |
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What are your qualifications? What is your education background? |
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To improve the lives of those I serve. |
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How are you compensated? How will I pay for your services? |
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I am currently accepting new clients into practice |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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I will be the lead person on your team and remain your primary point of contact. |
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How many clients do you currently manage? |
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I am compensated when you maintain accounts with me. |
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Will you be the only person working with me? |
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Yes or No, this is your choice. |
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Do you offer any guaranteed results? |
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Only on legally guaranteed fixed income instruments |
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How much risk should I be willing to take? |
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Your personal risk should be decided by several factors including: 1) The timeline you have before the money is to be used 2) Your financial risk tolerance 3) Your emotional risk tolerance |
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Have you ever been charged with any breaches? |
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What is your approach to financial planning? |
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I charge for investment management only. In fact, I am even able to offer basic management to you with no annual advisory fee. |
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What services do you offer? |
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I have the heart of a teacher and enjoy explaining and showing. My undergraduate degree is in Secondary Education. If you would prefer to to act as your own money manager, and not pay an annual fee, I am happy to teach you the skills and show you the tools to do so. |
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Why should I choose you as my financial advisor? |
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CERTIFIED FINANCIAL PLANNER? Certificant,
Master in Business Administration, University of Washington
Series 7, 66 Securities Licenses
Life & Variable Annuity Insurance License
Financial Planning Certificate, Kaplan University |
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How do you charge for your services? |
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Income Planning, Investment Management and Risk Mitigation. |
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What services do you provide? What are your specialties? |
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Estate Planning overview, Retirement Income Forecasting, and Investment Counsel. |
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What is your experience? How many clients do you currently manage? |
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Please see: https://client.schwab.com/public/consultant?fc=chris.dolan
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What financial institution(s) do you represent? |
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Schwab, Fidelity, Vanguard and others. |
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