About Jax Wealth Advisors

Our Financial Advisors create objective, customized strategies to help manage, preserve, and transfer our client's wealth. We have developed a rigorous integrated process which incorporates three key pillars: Fundamental Risk Process, Proactive Investment Strategies, and Customized Financial Planning. Our structured system starts with your personal Risk Number® which we use to establish a Risk Managed portfolio that responds to the changing markets. This portfolio is then integrated into a Financial Plan that aims to increase the probability that you will never run out of money, especially in retirement. Our comprehensive financial planning will help organize your assets, insurance, liabilities, and estate documents to help you simplify, consolidate and integrate every aspect of your financial future, so you can devote your time to what's most important to you - your family and lifestyle. As CERTIFIED FINANCIAL PLANNER™ practitioners, we've long held ourselves to the fiduciary standard. We welcome the cornerstone of the new CFP Board's Code of Ethics, effective October 1, 2019, as "a CFP® professional's duty to act as a fiduciary, in the best interest of the client, at all times when providing financial advice to a client" to reflect the commitment to which all CFP® professionals are required, to comply to the high standards of competency and ethics. We are an independent, fee only financial services firm, that has an alliance with LPL Financial, the nation's largest Independent Broker/Dealer (as reported in Financial Planning magazine June 1996-2019, based on total revenues). Our practice is currently limited to 120 families.

General Information Years of Experience in Financial Services:    24 Gender:    Male CRD#:    2798163 Work Experience:    Over 20 years of comprehensive Financial Planning and Investment Management experience, including all areas of financial planning. Past President of the North Florida Financial Planning Association. Past adjunct professor, instructing all areas of the CFP® program. Firm CRD#:    6413 States Licensed in:    The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: AL CA CO CT FL GA KY MD MS OK OR SC TN VA Name of Custodial Firm:    LPL Financial Number of Years with Current Firm:    16 Insurance License#:    A156601 Work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations Name of Broker/Dealer:    LPL Financial States Willing to do Business in:    Atlantic Beach,Fernandina Beach,Green Cove Springs,Jacksonville,Jacksonville Beach,Middleburg,Neptune Beach,Orange Park,Ponte Vedra Beach,Saint Augustine,Saint Johns Advisory Services Provided:    Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Money Management, Wealth Management, Retirement Planning, Portfolio Management, Estate Planning & Trusts, Financial Advice & Consulting, Insurance Planning, Annuities

Education Academic Background   BBA Business, University of Memphis MBA International Business, NSU, Member National Dean's List CFP® Program, College of Financial Planning Specialty Certificate in Business Transfers, American College Financial and Retirement Strategy Program, Wharton Business School Adjunct professor for the CFP® Program Past President of the North Florida Financial Planning Association

Services Investment Types:    Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI) Can meet clients in the following ways:    Your Office, Phone, Our Office, Video Conference

Qualifications & Memberships Certifications, Accreditations & Designations:    CFP® Securities Licenses:    Series 7, Series 24, Series 31, Series 63 Insurance and Annuity Licenses:    Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Disability Financial Organization Memberships:    Financial Planning Association (FPA)

Compliance Criminal Disclosures in Last 5 years:    Have a clean record Compliance Disclosures in Last 5 years:    Have a clean record Registered Representative:    Yes Investment Advisor Representative:    Yes Acknowledged fiduciary:    Yes

Compensation and Fees Fee % Based on Assets:    .55 - 1.15 Minimum Portfolio Size for New Managed Accounts:    $250K Fee Structure:    Fee-Based

Frequently Asked Questions

Q.	What are your qualifications? What is your education background?

Q.	How are you compensated? How will I pay for your services?

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?

Q.	How many clients do you currently manage?

Q.	Will you be the only person working with me?

Q.	How much risk should I be willing to take?

Q.	Have you ever been charged with any breaches?

Q.	What services do you offer?

Q.	Why should I choose you as my financial advisor?

Q.	How do you charge for your services?

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Q.	What are your qualifications? What is your education background?
Our planning approach is holistic and serves as one guiding principle, "win by not losing, or not losing much." Our slogan "Strategy Based | Process Driven" embraces our financial planning principle as guided by the risk-managed strategy built upon the structured proactive investment process.

Q.	How are you compensated? How will I pay for your services?
We are primarily a fee-based financial services firm. We minimize our costs through the utilization of low-cost products and implement tiered fees, based on an asset matrix. Fees are charged to the account on a quarterly basis.

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?
You will be working with both a CERTIFIED FINANCIAL PLANNER" professional and a Financial Paraplanner Qualified Professional" practitioner.

Q.	How many clients do you currently manage?
We currently manage about 90 families. Our practice is limited to no more than 120 families.

Q.	Will you be the only person working with me?
To participate in the risk-managed portfolios, we ascertain full discretion on managed accounts to implement a timely response to statistical trends. We offer regular, commisssion-based brokerage accounts without managed fees to clients that have additional assets they wish to self-direct.

Q.	How much risk should I be willing to take?
We use a sophisticated risk analysis program based on a quantitative measurement of risk tolerance to do our very best to understand the level of risk each of our clients is willing and able to accept, and to help our clients understand the measure of risk they may feel comfortable to incur in pursuing their financial goals.

Q.	Have you ever been charged with any breaches?
None

Q.

What services do you offer?

Here at Jax Wealth Advisors, we've long held ourselves to the fiduciary standard. We believe every service we provide and every recommendation we make has always been done with our client's best interests in mind. Which is why we invest differently. The quantitative processes and strategies implemented are driven by market trends and statistical analysis. No pie charts here! Our hands-on methodology is to diminish losses by preserving the integrity of the principle while participating in positive market trends for greater long term success.

Q.

Why should I choose you as my financial advisor?

We have been practicing as investment advisor representatives and financial planners for a combined 30 plus years. Education includes BBA in Business, MBA, CERTIFIED FINANCIAL PLANNER" practitioner and Financial Paraplanner Qualified Professional" practitioner. Lee has served as President of the Financial Planning Association in North Florida and has served as an adjunct-professor teaching the CFP® program.

Q.	How do you charge for your services?
Full service financial planning providing holistic financial advice, including investment, risk management, financial planning, and estate planning services.