Business Description

At Cambridge, we think life should be enjoyed, and that the success of our relationship should be measured not only by our mutual prosperity, but also by how enjoyable it is for us to work together.

General Information

Gender:

Female

CRD#:

5162122

Firm CRD#:

39543

Insurance License#:

0F40595

Name of Broker/Dealer:

Cambridge Investment Research, Inc.

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Foreign Languages Serviced:

German

Education

Academic Background

MBA in Economics and Finance

Services

Investment Types:

Bonds, Stocks, Annuities, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 7, Series 6, Series 63, Series 65

Insurance and Annuity Licenses:

Variable Annuity, Long Term Care, Variable Life, Annuity, Life

Financial Organization Memberships:

Financial Planning Association (FPA), ASWA

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

250,000

Compensation Methods:

Hourly, Commissions, Flat Fee, Based on Assets

Prepared By:

Hanna Fleck