Business Description

What is important to you? At UBS, that is where our conversation begins.

Helping you find those answers is what the relationship between you and us is all about. The better we understand how you envision your future, the better we can work together to help you shape it. Our approach is a simple one: Based on your goals and priorities, we will work with you to help you plan your most meaningful milestones and all you hope your future can be.

General Information

Gender:

Male

CRD#:

2959093

Firm CRD#:

8174

Name of Broker/Dealer:

Christopher Zink

Name of Custodial Firm:

UBS Financial Services Inc.

States Licensed in:

AL, AZ, CA, CO, GA, ID, IL, LA, MI, MO, MS, NC, NY, OH, TX, VA, WA, WI

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations

Education

Academic Background

University of North Carolina, University of Pennsylvania Wharton School for CIMA, College For Financial Planning

Services

Investment Types:

Alternative Investments, Mortgages & Real Estate, Insurance, Bonds, Stocks, Options & Futures, Mutual Funds, Exchange Traded Funds (ETFs), Annuities

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Investment Management Analyst (CIMA®)

Securities Licenses:

Series 31, Series 7, Series 66

Insurance and Annuity Licenses:

Long Term Care, Variable Life, Disability, Variable Annuity, Life, Annuity

Financial Organization Memberships:

Financial Planning Association (FPA), Financial Planning Association

Firm Information

Number of Advisors in Office:

10 - 99 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

2 million

Assets Managed by Firm:

$1.37 Billion

Advisor's Number of Clients:

200

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000.00

Compensation Methods:

Hourly, Flat Fee, Based on Assets, Commissions

Prepared By: