Business Description

Polaris Financial Strategies is a group of Investment Professionals dedicated to providing a superior selection of products and a high quality of service to Walnut Street Securities account holders. Equipped with the most advanced client service technology, Polaris' experienced staff is prepared to help you with any financial service and product need - large or small - or simply to answer questions you may have.

General Information

Gender:

Male

CRD#:

1513822

Firm CRD#:

15840

Name of Broker/Dealer:

Walnut Street Securities

States Licensed in:

all states

States Willing to do Business in:

all states

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Non-Profit Organizations, Individual Investors, Businesses

Services

Investment Types:

Mutual Funds, Insurance, Exchange Traded Funds (ETFs), Annuities, Bonds, Stocks

Qualifications & Memberships

Securities Licenses:

Series 7, Series 24

Insurance and Annuity Licenses:

Health, Annuity, Disability, Long Term Care, Variable Annuity, Property, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Compensation Methods:

Commissions, Based on Assets

Prepared By:

Tom Bray