| Advisor Profile |
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| Name: |
Lucille Shaw |
| Phone Number: |
(760) 444-4538 |
| Website: |
Visit Website
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| Request More Information |
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Business Description |
Finances for Life, LLC is an independent financial planning firm founded with you in mind, our only focus. We provide unbiased comprehensive financial planning and wealth management services to San Diego and North County Coastal families, medical professionals, business owners and retirees. We help create strategies designed to build and protect their assets while minimizing taxes and ensure their plan is in position for the unexpected so they may live confidently and further their legacy.
*Securities and advisory services offered through National Planning Corporation, Member FINRA/SIPC, A Registered Investment Advisor. Finances for Life, LLC and National Planning Corporation are separate and unrelated companies. |
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General Information |
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| States Licensed in: |
CA, IL, ID, MD
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| States Willing to do Business in: |
any of the 50 states
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| Years of Experience in Financial Services: |
14
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| Number of Years with Current Firm: |
8
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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Bachelor of Science in Medical Laboratory Sciences - University Of Illinois
MBA - Keller Graduate School Of Management |
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Services |
| Investment Types: |
Annuities, Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), REITs, Stocks, Bonds
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Qualifications & Memberships |
| Securities Licenses: |
Series 6, Series 7, Series 63, Series 66
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| Insurance and Annuity Licenses: |
Health, Annuity, Disability, Long Term Care, Life
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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| Non-Financial Organization Memberships: |
Toastmasters International,National Association of Professional Women
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Flat Fee, Based on Assets, Hourly
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| Fee % Based on Assets: |
1-3%
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| Prepared By: |
Lucille Shaw |
Frequently Asked Questions |
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