| Advisor Profile |
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| Name: |
Timothy Voegele, CFP®, CFA |
| Phone Number: |
(317) 884-8009 |
| Website: |
Visit Website
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Business Description |
Thurston Springer Miller Herd & Titak is a privately-held financial planning and investment management firm with main offices at Keystone Crossing in Indianapolis.
We also have an office in Greenwood, Indiana.
Founded in 1981, Thurston Springer puts clients first.
Regardless of the size of their holdings, all our clients are provided the same high-quality service. We are able to provide independent, objective planning and investment advice since we have our own independent FINRA Broker/Dealer and SEC Registered Investment Advisor. |
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General Information |
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| Insurance License#: |
654442
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| Name of Broker/Dealer: |
Thurston, Springer, Miller, Herd & Titak
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| Name of Custodial Firm: |
Mesirow Financial
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| States Willing to do Business in: |
All States Except AK and HI
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| Years of Experience in Financial Services: |
5
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| Number of Years with Current Firm: |
5
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations, Investment Clubs
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Education |
| Academic Background |
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BS, Engineering - Rose-Hulman Institute (1977)
MBA, Finance - Indiana University (1984) |
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Services |
| Investment Types: |
Annuities, Bonds, Stocks, Insurance, Commodities, Mutual Funds, FOREX & Currency, Options & Futures, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Analyst (CFA), Certified Management Accountant (CMA®)
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| Securities Licenses: |
Series 65, Series 63, Series 7
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| Insurance and Annuity Licenses: |
Variable Annuity, Long Term Care, Variable Life, Disability, Accident, Annuity, Health, Life
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| Financial Organization Memberships: |
CFA Institute, Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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| Assets Managed by Firm: |
$1,000,000,000
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| Advisor's Number of Clients: |
<12
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| Advisor's Number of Managed Clients: |
<12
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| Advisor's Number of Planning Clients: |
<12
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| Assets Managed by Advisor: |
<$1,000,000
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$0
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| Compensation Methods: |
Hourly, Flat Fee, Commissions, Based on Assets
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| Fee % Based on Assets: |
varies
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| Additional Details on Charges: |
AUM fee varies from 0.75% at less than $100,000
to 0.30% over $20,000,000
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| Prepared By: |
Timothy Voegele, CFP®, CFA |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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To the extent not inconsistent with applicable laws, Client and Advisor agree that all controversies between them concerning any transaction or the construction, performance or breach of any agreement shall be determined by arbitration, conducted by the Financial Industry Regulatory Authority (FINRA). |
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What are your qualifications? What is your education background? |
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Chartered Financial Analyst
Certified Financial Planner candidate(passed exam; accruing experience)
MBA, Finance
BS, Engineering |
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What is your approach to financial planning? |
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I follow the traditional model for comprehensive financial planning |
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What services do you offer? |
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Financial planning: goal-based or comprehensive
Investment management
Retirement planning
Education planning
Pre-marital and marital financial counseling |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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Fee-only (flat or AUM) or fees/commissions |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Yes; no discretionary accounts at this time |
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Do you offer any guaranteed results? |
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No results are guaranteed. You are given recommendations, but you make the decisions. |
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How much risk should I be willing to take? |
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Risk-taking is dependent upon your specific situation and personal temperament. |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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Financial planning
Investment Management
Life, Accident and Health Insurance
Financial counseling |
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What is your experience? How many clients do you currently manage? |
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Over 30 years at Fortune 500 company
Personal investor for over 25 years |
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How do you charge for your services? |
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Fee-only, commissions or fees/commissions |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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You should work with an advisor whom you can trust. An advisor interested in educating you, helping you meet goals through sound financial decisions is the best one for you.
My certifications in financial planning and investments, along with my investing history afford me a perspective to planning and investing based on both knowledge and experience. |
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