Business Description

As an Ameriprise financial advisor, I believe success should be measured not just by your financial well-being, but by how confident you feel about your future. My mission is to help you plan for your financial goals through a personal relationship based on personalized, knowledgeable advice. This focus is designed to help you plan for your goals, giving you greater confidence.

General Information

Gender:

Male

CRD#:

4513827

Firm CRD#:

6363

States Licensed in:

IN, MI

States Willing to do Business in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Non-Profit Organizations, Individual Investors, Businesses

Services

Investment Types:

Mutual Funds, Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Insurance, Annuities, Stocks, Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 7, Series 66

Insurance and Annuity Licenses:

Annuity, Accident, Disability, Variable Life, Long Term Care, Variable Annuity, Health, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$25,000

Compensation Methods:

Based on Assets, Commissions, Flat Fee

Prepared By:

Matthew Aurenz