Business Description

Pentecost Capital Management, Inc. is an independent Registered Investment Advisory firm, providing Separate Account Management, Retirement Planning and Financial Planning services consistent with the individual needs of our clients.

Fees for PCM services are calculated as a percentage of assets under management, and are intended to eliminate the conflicts of interest inherent in traditional commission-based advisory relationships.

Portfolios typically include stocks, exchange-traded-funds, bonds and cash, balanced to achieve our client's investment objectives. For the equity portion of our accounts, PCM endeavors to invest in companies capable of sustained long-term growth, with the potential to appreciate at a rate greater than that of the S&P 500 Index.

Our stock selection methodology is best described as “growth at a reasonable price.” Individual stocks are chosen by means of a proprietary “bottoms-up” quantitative selection process. Market capitalization is not a criterion; however, PCM portfolios are normally comprised of larger capitalization companies.

General Information

Gender:

Male

CRD#:

1066678

Firm CRD#:

106078

States Licensed in:

States Willing to do Business in:

All States

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Pentecost Capital Management - Registered Investment Advisor
Merrill Lynch - Financial Consultant
Frontier Airlines - Airline Pilot
U.S. Navy - Carrier Based Fighter Pilot, Vietnam Combat Veteran,
Operational Test Pilot

I work with the following types of clients:

Individual Investors, Non-Profit Organizations, Businesses

Education

Academic Background

BA, Mathematics - San Diego State University
Graduate of the College for Financial Planning

Services

Investment Types:

Exchange Traded Funds (ETFs), Bonds, Stocks

Qualifications & Memberships

Securities Licenses:

Series 65

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Based on Assets

Prepared By:

Dan Pentecost