| Advisor Profile |
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| Name: |
Lisa D Miller |
| Phone Number: |
(315) 849-9956 |
| Website: |
Visit Website
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Business Description |
Financial services isn’t just about products or investment advice. It is understanding the needs, wants and desires of individuals and business owners. It’s educating clients to help them identify and address their financial planning issues; developing a comprehensive planning strategy based on their financial objectives; and providing products, services and support to help them accumulate and distribute assets to help them achieve their desired retirement lifestyle.
As an AXA Advisors financial professional, I work with clients to address a broad spectrum of accumulation goals—from funding a major purchase or a child's education to living the retirement lifestyle they envision.
I take a comprehensive, education-based approach to addressing the “at retirement” needs of customers, providing retirement planning strategies, education, products and services to individuals and businesses. |
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General Information |
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| Insurance License#: |
LA 1074780
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| Name of Broker/Dealer: |
LPL
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| Years of Experience in Financial Services: |
7
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| Number of Years with Current Firm: |
7
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| I work with the following types of clients: |
Individual Investors, Non-Profit Organizations, Businesses
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Annuities, Insurance
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Retirement Planning Specialist
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| Securities Licenses: |
Series 7, Series 66, Series 24
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Disability, Life
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$25,000
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| Compensation Methods: |
Based on Assets, Commissions
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| Prepared By: |
Lisa D Miller |
Frequently Asked Questions |
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