Business Description

In today’s market, it’s essential to have a Financial Advisor who can provide insight and guidance based on an understanding of your unique situation. As your Financial Advisor, my goal is to provide a high level of personal service to help you meet your financial goals, along with the breadth of services and expertise that Morgan Stanley offers.

I will leverage the strength and resources of the firm to help address your investment goals, time horizon, risk profile and personal preferences. Our objective will be to assist you in developing a balanced and comprehensive investment strategy that is tailored to your needs. If you would like to learn more about my services, please feel free to contact me directly so that we can begin to discuss possible financial solutions for your goals.

General Information

Gender:

Male

CRD#:

3004998

Name of Broker/Dealer:

Morgan Stanley

States Licensed in:

CA, CO, CT, FL, GA, IL, KS, MA, ME, MI, MO, NC, NJ, NV, NY, OH, PA, RI, TN, VA, VT, WV

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Services

Investment Types:

Mortgages & Real Estate, Mutual Funds, Insurance, Exchange Traded Funds (ETFs), Annuities, Bonds, Stocks

Qualifications & Memberships

Securities Licenses:

Series 65, Series 63, Series 52, Series 31, Series 10, Series 9, Series 7

Insurance and Annuity Licenses:

Variable Annuity, Annuity

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$25,000

Compensation Methods:

Commissions, Based on Assets

Prepared By:

Joseph Giangreco