Business Description

At St. George, we believe that affluent and busy professionals and business owners rarely have all their financial needs coordinated. Their investments, insurance, estate-planning, college education planning, retirement planning and asset allocation are normally handled by several advisors, none of whom know what the other has done. St. George provides that coordination. We work as a member of an overall team, which includes your legal and tax advisor's.

General Information

Gender:

Male

CRD#:

4333003

Name of Broker/Dealer:

MMLISI

States Licensed in:

CA 08/27/2007
CT 12/17/2003
DC 11/15/2007
FL 09/26/2006
ID 05/02/2006
MD 03/12/2007
NJ 02/27/2001
NY 05/04/2001
PA 02/12/2009

Years of Experience in Financial Services:

Number of Years with Current Firm:

Services

Investment Types:

Insurance, Annuities, Mutual Funds, Alternative Investments, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified Fund Specialist (CFS)

Securities Licenses:

Series 63, Series 6

Insurance and Annuity Licenses:

Variable Life, Disability, Variable Annuity, Life, Health, Annuity

Financial Organization Memberships:

National Association of Insurance and Financial Advisors (NAIFA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Flat Fee, Commissions, Based on Assets

Prepared By:

Jeffrey J. Romond, CFS