Business Description

I believe success should be measured not just by your financial well-being, but by how confident you feel about your future. My mission is to help you reach your financial goals through a personal relationship based on personalized, knowledgeable advice. This focus is designed to help you reach your goals, giving you greater confidence.

General Information

Gender:

Female

CRD#:

1786207

Firm CRD#:

6363

Name of Broker/Dealer:

Ameriprise Financial Services, Inc

States Licensed in:

AL, CA, CO, FL, GA, NC, OK, PA

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Non-Profit Organizations, Businesses

Education

Academic Background

BHS, University of Florida (1980)

Services

Investment Types:

Insurance, Stocks, Annuities, Mutual Funds, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 65, Series 7, Series 63

Insurance and Annuity Licenses:

Disability, Variable Life, Variable Annuity, Long Term Care, Life, Health, Annuity

Financial Organization Memberships:

Financial Planning Association (FPA)

Non-Financial Organization Memberships:

Gainesville Area Chamber of Commerce
Gator Exchange Club, a division of the National Exchange Club, current member; previous board member and secretary.
SaveTheChimps, board member; previous secretary

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$25,000

Compensation Methods:

Commissions, Flat Fee, Based on Assets

Prepared By:

Tracey E. Lovitz, CFP®